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OpenAI用未发布模型解决纳维-斯托克斯猜想引发争议

On the Navier–Stokes Millennium Prize Problem

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On the Navier–Stokes Millennium Prize Problem

关于纳维-斯托克斯千禧年大奖难题

Impressive result from OpenAI, who used an unreleased model to produce a solution to the Navier–Stokes existence and smoothness problem, one of the seven Millennium Prize Problems that have been subject to a $1,000,000 prize since May 24th, 2000.

OpenAI 取得了令人印象深刻的成果,他们使用一款未发布的模型解决了纳维-斯托克斯存在性与光滑性问题。这是七大千禧年大奖难题之一,自2000年5月24日起该难题的奖金为1,000,000美元。

The discovery is somewhat overshadowed by accusations of skulduggery from Tristan Buckmaster, an NYU mathematics professor who was collaborating on the problem with Levent Alpöge, an accomplished mathematician who currently works for Anthropic.

这一发现因纽约大学数学教授特里斯坦·巴克马斯特(Tristan Buckmaster)提出的欺诈指控而略显黯淡。特里斯坦曾与莱文特·阿尔波格(Levent Alpöge)合作研究该问题,后者是一位杰出的数学家,目前在 Anthropic 工作。

Tristan's complaint accompanied a hastily published version of their own results. Here's the PDF describing what happened. The very short version is that Tristan and Levent worked on the problem for almost a year, making extensive use of Claude and Codex (mainly 5.6 Sol), then had a breakthrough on August 15th. The mathematical rumour mill kicked into gear and Tristan and Levent heard that OpenAI had heard that Anthropic had resolved "a major open problem", so they reached out and learned that OpenAI had a team working on the same problem, with a similar approach. Quoting Tristan:

特里斯坦的投诉附带了他们自己研究成果的匆忙发布版本。以下是描述事件经过的 PDF。简而言之,特里斯坦和莱文特花了近一年时间研究该问题,广泛使用了 Claude 和 Codex(主要是 5.6 Sol),并于8月15日取得突破。数学界的流言蜚语开始传播,特里斯坦和莱文特听说 OpenAI 得知 Anthropic 已解决“一个重大开放问题”,于是他们联系并了解到 OpenAI 有一个团队正在以类似的方法研究同一问题。引用特里斯坦的话:

I asked when the first prompt had been sent by them. This question was not answered directly by OpenAI for some time. Eventually it was agreed that it had been sent in the past few days, after information about our work had reached OpenAI.

我问他们何时发送了第一个提示词。OpenAI 在一段时间内没有直接回答这个问题。最终双方同意,该提示词是在有关我们工作的信息传达到 OpenAI 后的几天内发送的。

I asked whether the model had been trained on, or had access to, our sessions in Codex, into which we had been putting all our drafts for the whole of this project. I was told the model did not look up user data. I asked again, about training, and I did not get an answer.

我问该模型是否在我们的 Codex 会话数据上进行了训练,或者是否有权访问这些会话数据,我们在整个项目期间将所有草稿都输入到了其中。我被告知该模型不会查阅用户数据。我再次询问关于训练的问题,但未得到回答。

It gets more complicated from there. The OpenAI team offered to wait for Tristan to publish, or have Tristan as a co-author on one of their papers, but were clear that Levent would not be invited as a co-author due to their competitive relationship with his employer.

情况从此变得更加复杂。OpenAI 团队表示愿意等待特里斯坦发表成果,或邀请特里斯坦作为他们其中一篇论文的共同作者,但明确表示由于与其雇主存在竞争关系,不会邀请莱文特作为共同作者。

Here's how OpenAI described their work:

以下是 OpenAI 对其工作的描述:

On Tuesday, September 1, we heard rumors that two Millennium Prize problems had been resolved. Inspired by these rumors and by the step change in performance of our internal model, we launched an effort to evaluate it on all open Millennium Prize problems and a few other high-impact problems. [...]

9月1日星期二,我们听到传闻称有两个千禧年大奖难题已被解决。受这些传闻以及我们内部模型性能显著提升的启发,我们启动了一项工作,评估该模型在所有开放的千禧年大奖难题及少数其他高影响力问题上的表现。[...]

The agents arrived at their resolution on Saturday, September 5, about 88 hours after the first agents were launched. Lean formalization and verification took an additional 17 hours via GPT‑6 Astra.

智能体于9月5日星期六得出了解决方案,距离首批智能体启动约88小时。通过 GPT‑6 Astra 进行的 Lean 形式化与验证又额外花费了17小时。

Across all attempted problems, the agents sent 4.9 million messages and used about 300 billion output tokens. In the process of resolving the Navier–Stokes problem, the agents sent 2.7 million messages and used approximately 130 billion output tokens.

在所有尝试的问题中,智能体发送了490万条消息,并使用了约3000亿个输出token。在解决纳维-斯托克斯(Navier–Stokes)问题的过程中,智能体发送了270万条消息,并使用了约1300亿个输出token。

(We don't know the cost structure of the internal model they used, but 300 billion output tokens at public API prices for GPT-6 Astra would cost $15,000,000.)

(我们不知道他们使用的内部模型的成本结构,但在GPT-6 Astra的公共API价格下,3000亿个输出token的成本为1500万美元。)

Here's where they provide their perspective on Tristan and Levent's work (emphasis mine):

以下是他们提供对Tristan和Levent工作的看法的地方(重点是我加的):

Our effort began on September 1st after hearing a rumor which we later realized was related to Levent Alpöge, an Anthropic employee, and Tristan Buckmaster, a math professor at NYU. After the completion of our full project and Lean verification (on September 6th), believing from the rumor they also had a solution of Navier–Stokes, we reached out to them to offer a concurrent release of our result and to recognize their priority in a joint announcement. [...]

我们的工作始于9月1日,当时我们听到一个谣言,后来意识到这与Anthropic的员工Levent Alpöge以及纽约大学(NYU)的数学教授Tristan Buckmaster有关。在我们完成全部项目并进行Lean验证(于9月6日)后,基于谣言认为他们也有纳维-斯托克斯问题的解法,我们联系了他们,提议联合发布我们的成果,并在联合公告中承认他们的优先权。[……]

We (the researchers and the agents) did not see any of their work through any means until they released it publicly — in particular, no specific user data was accessed in order to solve this problem. While unlikely, we cannot rule out that de-identified data derived from their usage of our products helped improve our models⁠. However, our proofs differ significantly and even the precise results proved are different in the Euler case (forced vs unforced).

我们(研究人员和智能体)直到他们公开作品之前,通过任何途径都没有看到过他们的工作——特别是,为了解决这个问题,我们没有访问任何特定的用户数据。虽然不太可能,但我们不能排除源自他们使用我们产品的去标识化数据有助于改进我们模型的情况。然而,我们的证明方法存在显著差异,即使在欧拉方程(Euler case)的情况下,所证明的具体结果也不同(有外力驱动 vs 无外力驱动)。

My interpretation of what happened here is that OpenAI heard that Millennium Prize problems had been solved using LLMs and saw this as an opportunity to demonstrate the power of their latest model, without thinking too hard about the optics for if they scooped a team who had been using OpenAI's own models to work on this problem for the best part of a year.

我对这里发生情况的解读是:OpenAI听说千禧年大奖难题已使用大语言模型(LLMs)被解决,并将此视为展示其最新模型能力的机会,而没有过多考虑如果他们抢先发表了一项团队在过去近一年时间里一直在使用OpenAI自身模型来解决该问题的成果所带来的舆论影响。

This also highlights one of my ongoing frustrations about how all of this works. When an AI lab says that my data is "used to improve model performance" what does that actually mean?

这也凸显了我对此类运作方式持续感到沮丧的一点。当一家AI实验室声称我的数据“用于提升模型性能”时,这究竟意味着什么?

My two favourite hypothetical questions regarding this used to be:

关于这一点,我过去最喜欢的两个假设性问题是:

  • If I'm running Codex and one of my API keys accidentally get consumed in the context, what are the chances that someone else might ask for an API key in the future and get mine back? (I asked someone at OpenAI once and they called this the "regurgitation" problem and assured me that they take great steps to prevent that... but wouldn't describe what those steps are.)
  • If I have brainstorm with ChatGPT about potential new directions for my company, what's the chance that information might be exposed to a competitor in six months time who asks "what might company X plan to do next"?
  • 如果我在使用Codex时,其中一个API密钥意外地在上下文中被消耗掉了,那么未来其他人请求API密钥并拿回我的密钥的可能性有多大?(我曾问过OpenAI的一个人,他们将此称为“反刍”问题,并向我保证他们采取了重大措施来防止这种情况……但并未描述这些措施具体是什么。)
  • 如果我与 ChatGPT 就公司潜在的新方向进行头脑风暴,六个月后当竞争对手询问“X 公司接下来可能计划做什么”时,信息泄露给该竞争对手的可能性有多大?

My new preferred hypothetical for this is now:

我现在更倾向于的假设情景是:

  • If I use ChatGPT to help me partially solve a Millennium Prize question, what are the chances that my work will influence training such that a later model helps someone else solve it first?
  • 如果我使用 ChatGPT 帮助我部分解决千禧年大奖难题,我的工作影响后续模型训练、进而使后来的模型帮助他人率先解决该问题的可能性有多大?

Tags: mathematics, ai, openai, generative-ai, llms, ai-ethics

标签:数学, 人工智能, OpenAI, 生成式 AI, 大语言模型, AI 伦理

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