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中国拟对23项AI技术实施出口管制,开源模型豁免

China proposes export controls on 23 AI technologies (including large models, agents & clusters); already open-sourced tech is exempted

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直接影响国内大模型出海策略与开源节奏,从业者务必关注未发布模型的合规红线。

On October 16, 2026, China’s Ministry of Commerce and Ministry of Science and Technology released a draft revision to the Catalog of Technologies Prohibited and Restricted from Export. It proposes adding 40 technologies across AI, biomedicine, and solar PV, of which 23 are AI-related (covering foundation/large models, intelligent agents, computing clusters, and information processing technologies).

2026年10月16日,中国商务部和科技部发布了《禁止出口限制出口技术目录》修订草案。该草案提议在人工智能、生物医学和太阳能光伏领域新增40项技术,其中23项与人工智能相关(涵盖基础/大模型、智能体、计算集群以及信息处理技术)。

Public comments are open until November 15. Temporary pre-export registration requirements for the covered technologies take effect immediately.

公开征求意见截至11月15日。受控技术的临时预出口注册要求立即生效。

Key points relevant to open-weight models:

与开放权重模型相关的要点:

• Technologies already made public via open-source releases or academic publications are explicitly exempted and not subject to the controls.

• 已通过开源发布或学术出版物公开的技术明确豁免,不受管制。

• Open-sourcing AI technologies, plus certain other activities (e.g., Chinese firms building their own overseas compute centers), are eligible for streamlined automatic licensing.

• 开源AI技术以及其他某些活动(例如中国企业自建海外算力中心)可享受简化自动许可流程。

• Providing access via APIs, apps, websites, or SaaS is generally not treated as a technology export.

• 通过API、应用程序、网站或SaaS提供服务通常不被视为技术出口。

• Overseas local deployment of restricted models can fall under the rules (with possible facilitation in lower-risk cases such as a company’s own overseas cloud).

• 受限模型的海外本地部署可能适用相关规定(在公司自有海外云等低风险情况下可能获得便利)。

This is not a blanket ban on open-weight models. However, new models that have not yet been released may face registration or approval steps before their weights or source code can be transferred abroad (thresholds based on performance, parameters, data sensitivity, etc. are still being defined). Chinese labs such as DeepSeek and Qwen could see additional compliance requirements on future open releases.

这并非对开放权重模型的全面禁令。然而,尚未发布的新模型在将权重或源代码转移至境外之前,可能需要履行注册或审批步骤(基于性能、参数量、数据敏感性等的阈值仍在定义中)。DeepSeek和Qwen等中国实验室在未来开源发布时可能会面临额外的合规要求。

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https://m.bjnews.com.cn/detail/1792137269129878.html

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