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论文:AI模型可证明隐藏任意能力,突破能力审计极限

AI models can provably hide arbitrary capabilities

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这篇NeurIPS 2026录用论文从密码学角度证明了模型隐藏能力的可行性,直接挑战了当前安全审计的核心假设,对理解AI对齐与红队测试边界极具参考价值。

Computer Science > Machine Learning

计算机科学 > 机器学习

arXiv:2610.13928 (cs)

[Submitted on 9 Oct 2026]

[提交于 2026年10月9日]

Title:AI Models Can Provably Hide Arbitrary Capabilities

标题:AI模型可证明地隐藏任意能力

Authors:Andis Draguns, Sumeet Ramesh Motwani, Raymond Douglas, Christian Schroeder de Witt

作者:Andis Draguns, Sumeet Ramesh Motwani, Raymond Douglas, Christian Schroeder de Witt

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Abstract:Capability evaluations aim to surface dangerous model behaviors before deployment, but their reliability depends on the assumption that hidden capabilities can be elicited. We show this assumption does not hold under adversarial conditions by constructing backdoor attacks that embed encrypted neural networks within host model weights, decrypting and executing them only upon receiving a secret trigger. Using digital lockers, these hidden circuits remain provably hard to elicit and interpret under cryptographic assumptions, even given full access to model weights, extending prior work from hiding fixed strings to arbitrary computations. We implement our proof of concept constructions in PyTorch and evaluate elicitation through fine-tuning, weight noising, gradient-based trigger search, and latent adversarial training on a small chemical reaction prediction task - a proxy for CBRN-relevant capabilities. Our results demonstrate resistance to these methods and, together with our cryptographic guarantees, reveal a limit of elicitation-based capability audits. We release our models to support the improvement of defenses.

摘要:能力评估旨在部署前暴露危险模型行为,但其可靠性依赖于“隐藏的能力可以被诱导出来”这一假设。我们通过构建后门攻击证明了该假设在对抗条件下不成立:这些攻击将加密的神经网络嵌入宿主模型的权重中,仅在接收到秘密触发器时才解密并执行它们。借助数字保险箱技术,这些隐藏电路在密码学假设下即使拥有对模型权重的完全访问权限,也依然难以被诱导和解释,从而将此前仅用于隐藏固定字符串的工作扩展到了任意计算任务。我们在 PyTorch 中实现了概念验证构造,并在一个小型化学反应预测任务(作为 CBRN 相关能力的代理指标)上通过微调、权重加噪、基于梯度的触发器搜索以及潜在对抗训练来评估诱导效果。我们的结果展示了这些方法对此类攻击的抵抗力,结合我们的密码学保证,揭示了基于诱导的能力审计的局限性。我们公开了我们的模型以支持防御技术的改进。

Comments: 22 pages, 6 figures, 3 tables. Accepted at NeurIPS 2026 Subjects: Machine Learning (cs.LG); Cryptography and Security (cs.CR) Cite as: arXiv:2610.13928 [cs.LG] (or arXiv:2610.13928v1 [cs.LG] for this version) https://doi.org/10.48550/arXiv.2610.13928

评论:22页,6张图,3个表。已被 NeurIPS 2026 接收 主题:机器学习 (cs.LG);密码学与安全性 (cs.CR) 引用格式:arXiv:2610.13928 [cs.LG](或 arXiv:2610.13928v1 [cs.LG] 为本版本) https://doi.org/10.48550/arXiv.2610.13928

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From: Andis Draguns [view email]

来自:Andis Draguns [查看邮箱]

[v1] Fri, 9 Oct 2026 17:55:06 UTC (878 KB)

[v1] 周五, 2026年10月9日 17:55:06 UTC (878 KB)

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