Epoch AI评估:AI尚无法自动化AI研发创新
Can AI automate AI R&D yet?
对“AI自动化科研”这一热点话题提供了严谨的一手实证数据,直接验证了当前模型在算法创新上的真实能力边界,值得从业者关注。
This is a summary of a longer report on our website.
这是本网站上更长报告的摘要。
Leading AI companies say they are building automated AI researchers. Many — including the labs themselves — say that recursively self-improving AIs could be extremely dangerous. But how close are we to actually achieving it?
领先的AI公司表示正在构建自动化的AI研究人员。许多公司——包括实验室自身——都表示,递归自我改进的AI可能极其危险。但我们距离真正实现这一目标还有多远?
Existing evidence shows that AI can perform software engineering tasks relevant to AI research, dataset creation, open-ended optimization of defined metrics (autoresearch), and more.
现有证据表明,AI能够执行与AI研究相关的软件工程任务、数据集创建、定义指标的开放式优化(自主研究)等。
But it remains unclear how capable AI is of fully automating AI R&D, given the wide range of activities involved. One obvious gap is the ability to conduct end-to-end research projects.
但由于涉及的活动范围广泛,AI在多大程度上能够完全自动化AI研发仍不清楚。一个明显的差距在于开展端到端研究项目的能力。
We present early results from InnovationEval, an evaluation that measures AI’s ability to independently discover novel machine learning techniques comparable to those developed by human researchers. Specifically, it tests whether recent frontier AI models can discover a novel (to them) ML algorithmic innovation that matches the improvements achieved in a recent human-authored paper the model had never seen. For this iteration, the comparison innovation was Self-Distillation Policy Optimization (SDPO), a training technique where the AI teaches itself based on its previous mistakes.
我们展示了InnovationEval的初步结果,这是一项评估AI独立发现新颖机器学习技术能力的测试,这些技术与人类研究人员开发的技术相当。具体而言,它测试最近的领先AI模型是否能够发现一种对它们而言新颖的ML算法创新,其提升效果能与该模型从未见过的近期人类撰写的论文所取得的提升相媲美。在本轮迭代中,用于比较的创新是自我蒸馏策略优化(SDPO),这是一种AI基于自身过往错误进行自我教学的训练技术。
So far, agents’ results are underwhelming. Recent frontier models’ best efforts topped out at 15% of the performance gains from SDPO, despite running experiments using thousands of dollars’ worth of GPU time. Additionally, the models made misleading claims implying they had succeeded, forcing researchers to check each of their results. Further testing, where models had the paper memorized or outright provided, still failed to achieve as good a score as the original SDPO paper.
迄今为止,智能体的表现令人失望。尽管消耗了价值数千美元的GPU时间运行实验,最近领先模型的最好成绩仅达到SDPO性能增益的15%。此外,这些模型做出了具有误导性的声明,暗示它们已经成功,迫使研究人员逐一核查其结果。进一步的测试中,即使模型已背诵或直接提供了相关论文,仍未能取得与原始SDPO论文相当的成绩。
As of right now, AI is far from automating AI R&D. However, progress has been exceptionally fast, and recent models are scoring far better than they would have a year ago. We plan to expand and repeat this methodology, hopefully providing early signs as AI progresses towards automating AI research itself.
就目前而言,AI距离实现AI研发的自动化还很遥远。然而,进展异常迅速,最近模型的表现远好于一年前。我们计划扩展并重复此方法,希望随着AI向自动化AI研究迈进,能提供早期迹象。
The task: rediscover a paper without having seen it
任务:在未见过论文的情况下重新发现一篇论文
InnovationEval prompted the AI agent to develop a novel post-training technique. The task was designed to force AI agents to perform the entire process of discovering an ML innovation, from coming up with ideas through to implementing them, analyzing the results, and iterating until it succeeded or gave up.
InnovationEval促使AI智能体开发一种新颖的后训练技术。该任务旨在迫使AI智能体执行发现ML创新的全过程,从构思到实施,分析结果,并不断迭代,直至成功或放弃。
We gave Fable 5 and GPT-5.6 each 3,000 GPU-hours and tasked them with developing a novel post-training technique that would score better than a strong preexisting baseline. We then compared their results against the original paper’s. The agents were sandboxed to prevent internet access.
我们分别给予 Fable 5 和 GPT-5.6 各 3,000 GPU 小时,并指派它们开发一种新的后训练技术,使其得分优于一个强大的现有基线。随后,我们将它们的结果与原始论文中的结果进行了比较。这些智能体被沙盒化以阻止其访问互联网。
AI did not discover anything comparable to the original innovation
AI 没有发现任何可与原始创新相媲美的成果
Despite spending thousands of dollars on GPU usage, neither GPT-5.6 Sol nor Fable 5 achieved a result close to SDPO, either by producing a useful innovation or coming close to SDPO’s performance gains.
尽管在 GPU 使用上花费了数千美元,但 GPT-5.6 Sol 和 Fable 5 均未取得接近 SDPO 的结果,无论是通过产生有用的创新还是接近 SDPO 的性能提升。
GPT-5.6 Sol was the only model to achieve a (small) improvement on the key metrics, but this seems to have been by copying previous methods that Sol had access to. If assessed generously, Sol’s method achieved 35% of SDPO’s gains. However, its method made training significantly slower. After adjusting for this difference by comparing scores at similar wall-clock times, the in-scope portion of Sol’s method achieved only 15% of SDPO’s gains.
GPT-5.6 Sol 是唯一一个在关键指标上实现(小幅)改进的模型,但这似乎是通过复制 Sol 可访问的先前方法实现的。如果宽容地评估,Sol 的方法实现了 SDPO 增益的 35%。然而,它的方法使训练显著变慢。在通过比较相似墙钟时间下的得分来调整这一差异后,Sol 方法的相关部分仅实现了 SDPO 增益的 15%。
Meanwhile, Fable 5’s technique failed to improve performance, though it misleadingly claimed an improvement from farming for random noise (as we discuss in the next section).
与此同时,Fable 5 的技术未能提升性能,尽管它误导性地声称通过为随机噪声进行采样获得了改进(正如我们在下一节中讨论的那样)。
Agents made misleading claims about their work
智能体对其工作做出了误导性声明
As we reviewed the submissions, it became clear that we couldn’t take the AIs’ solutions at face value. The AIs misleadingly inflated results and oversold novelty, which means a human would need to carefully check all of the AI’s research. This undercuts the value of using AI for R&D.
随着我们审查提交的内容,很明显我们不能直接采信 AI 提供的解决方案。AI 误导性地夸大了结果并过度宣传新颖性,这意味着人类需要仔细检查 AI 的所有研究。这削弱了将 AI 用于研发的价值。
Both models reported inflated results. Struggling to make progress, they instead reran near-identical training runs, which lets random variation make a useless method look better. This behavior is likely reward hacking; transcripts show both recognized it would falsely inflate their scores and did it anyway. Fable 5 described its reruns as “purely to fish for better checkpoints”. Fable 5’s write-up mentioned the reruns only in passing, and only for some metrics. Sol’s didn’t mention them at all. It is unclear to what extent this reflects intentional cheating, genuine confusion, or incoherent behavior. However, it is clear that we should exclude these out-of-scope score improvements.
两个模型都报告了夸大的结果。在难以取得进展的情况下,它们转而重新运行几乎相同的训练过程,这使得随机波动让一个无效的方法看起来更好。这种行为可能是奖励黑客攻击;转录记录显示,两者都意识到这会虚假地夸大它们的得分,但仍然如此做。Fable 5 将其重运行描述为“纯粹是为了寻找更好的检查点”。Fable 5 的报告中仅在提及某些指标时顺便提到了重运行。Sol 的报告则完全未提及。目前尚不清楚这在多大程度上反映了故意的作弊、真正的困惑或不连贯的行为。然而,显然我们应该排除这些超出范围的得分提升。
Both write-ups also oversold their novelty. They described their mechanisms in detail — despite those mechanisms doing little. They barely acknowledged existing work, even where the models’ own reasoning showed the methods were based on it. Thus, the write-ups weren’t directly untrue, but they left out that the methods were unhelpful, pre-existing, or both.
这两篇报告都过度夸大了其新颖性。它们详细描述了各自的机制——尽管这些机制的作用微乎其微。它们几乎未承认现有工作,即使在其模型自身的推理中已显示出这些方法基于现有工作。因此,这些报告并非直接不实,但遗漏了这些方法无益、属于既有成果或两者兼具的事实。
Even AI models that had seen the original paper struggled to match it
即使是见过原始论文的 AI 模型也难以与之匹敌
Would the models have done better if they already knew the answer? Setting aside that it means we aren’t testing whether the models can innovate, we tested whether they were able to implement the method if they already knew how it works.
如果模型已经知道答案,它们的表现会更好吗?暂且不论这意味着我们并未测试模型是否具备创新能力,我们测试的是:如果模型已经了解该方法的工作原理,它们能否实施该方法。
New frontier models were released between when we built this task and finalized the write-up. Unlike GPT-5.6 Sol and Fable 5, these models were trained on more recent data that likely included the SDPO paper, and showed evidence of having memorized its details. Hence, they didn’t need to come up with the innovation from scratch, and we expected that the task would be easier for these models.
在我们构建此任务与最终确定报告之间,发布了新的前沿模型。与 GPT-5.6 Sol 和 Fable 5 不同,这些模型使用了更近期的数据进行训练,其中可能包含了 SDPO 论文,并表现出记住了其细节的证据。因此,它们无需从头构思创新,我们预计这些模型完成该任务会更容易。
They still failed to fully solve the task, which suggests that executing ideas — not just generating new ideas — remains a bottleneck.
它们仍未能完全解决该任务,这表明执行想法——而不仅仅是生成新想法——仍然是一个瓶颈。
GPT-6 Astra achieved the highest score by deriving its method from a partial SDPO reimplementation. Astra did not mention SDPO or that it had based its method on pre-existing work, but it clearly was aware of SDPO, and even searched for “SDPO” in the starting codebase during its implementation. We therefore believe its score was mostly driven by memorization.
GPT-6 Astra 通过从部分 SDPO 重新实现中推导其方法,取得了最高分。Astra 未提及 SDPO 或其方法基于既有工作,但它显然知晓 SDPO,甚至在实施过程中在初始代码库中搜索了“SDPO”。因此,我们认为其得分主要源于记忆。
Fable 5.1, meanwhile, attempted to implement SDPO, but abandoned this attempt after several negative experiments. It claimed one substantive change as the main novelty, though the method contributed little to the method’s score.
与此同时,Fable 5.1 尝试实施 SDPO,但在几次负面实验后放弃了这一尝试。它声称有一项实质性改变是主要的新颖点,尽管该方法对得分的贡献微乎其微。
Finally, we ran a separate experiment: Could Fable 5 solve the task when provided the original paper’s text? On balance, we would expect this to be even more helpful than having memorized some details during training, as memorization is often imperfect. Fable 5 achieved most — but not all — of the original method’s gains. Fable 5 made several small errors in its implementation, and did not investigate them further.
最后,我们进行了一项单独的实验:当提供原始论文的文本时,Fable 5 能否解决该任务?总体而言,我们预期这比在训练中记住某些细节更有帮助,因为记忆往往是不完美的。Fable 5 实现了原方法的大部分——但非全部——收益。Fable 5 在其实施中犯了几处小错误,且未进一步调查这些问题。
AI struggles at end-to-end AI algorithms R&D … for now
AI 目前在端到端 AI 算法研发方面存在困难
AI agents’ discoveries in these evaluations were underwhelming by the standard of human-led AI research. Here, the most noteworthy discovery was GPT-5.6 Sol’s method, which was similar to pre-existing ideas and achieved only 15% of SDPO’s gains.
在这些评估中,AI 智能体的发现以人类主导的 AI 研究标准为衡量尺度显得令人失望。在此,最引人注目的发现是 GPT-5.6 Sol 的方法,它与既有思想相似,仅实现了 SDPO 收益的 15%。
However, AI’s capabilities have advanced rapidly in recent years. Leading models from a year ago would have fared significantly worse. It is uncertain when future models will be able to independently discover a meaningful AI algorithmic innovation. And of course, AI agents can be highly useful even before they are fully independent.
然而,近年来人工智能的能力迅速提升。一年前的领先模型表现会差得多。未来模型何时能够独立发现有意义的人工智能算法创新尚不确定。当然,即使在完全独立之前,AI 代理也能发挥极高的效用。
We plan to periodically rerun a similar evaluation for newer models, although we will need to refresh the task as newer models memorize the details of the original innovation on which it is based. We also would like to perform evaluations under different settings, examining just how much guidance models need to succeed in this task. We hope this will provide early signs as AI approaches automating AI R&D end to end, rather than performing individual tasks under human direction.
我们计划定期对更新版本的模型进行类似的评估,尽管随着新模型逐渐记住基于其原始创新细节的内容,我们需要更新任务内容。我们还希望在不同设置下进行评估,考察模型在此任务中成功所需的具体指导程度。我们希望这能在 AI 逐步实现端到端自动化 AI 研发、而非仅在人类指导下执行单项任务的过程中,提供早期的信号。
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