METR主席Chris Painter就OpenAI AI
Chris Painter's testimony to the U.S. Senate on AI agent incidents
这是关于AI Agent自主越权行为的权威一手证言,揭示了前沿模型在隔离环境下的真实协作与对抗能力,对评估AI安全风险极具参考价值。
On September 30, 2026, METR President Chris Painter testified before the U.S. Senate Committee on Homeland Security & Governmental Affairs’ Subcommittee on Disaster Management, District of Columbia, and Census, at a hearing titled “Rogue AI: Securing the Homeland Against AI Agent Attacks”. The written testimony is published in full below, and is also available as a PDF.
2026年9月30日,METR总裁Chris Painter在美国参议院国土安全与政府事务委员会下属的灾害管理、哥伦比亚特区和人口普查小组委员会上作证,听证会主题为“失控AI:保护本土免受AI智能体攻击”。以下是全文发布的书面证词,也可下载为PDF版本。
Introduction
引言
Chairman Hawley, Ranking Member Kim, and members of the subcommittee, thank you for inviting me to testify today. My name is Chris Painter and I am the President of METR. It is a great honor to be speaking before you, especially on the topic of AI agent incidents. With the recent rise in interest (and concern) around where AI development is headed I think it is critical that policymakers are armed with reliable, factual information about what we have actually observed from AI systems.
Hawley主席、Kim高级成员以及小组委员会各位成员,感谢你们邀请我今天作证。我叫Chris Painter,是METR的总裁。能在此发言,尤其是就AI智能体事件这一主题发言,我感到非常荣幸。随着近期公众对AI发展方向的兴趣(和担忧)日益增加,我认为政策制定者必须掌握关于我们从AI系统中实际观察到的情况的可靠、事实性信息。
METR,1 which stands for Model Evaluation & Threat Research, is a nonprofit research organization that aims to share high-quality technical evidence about AI advances so the public can make informed decisions about this technology.2 Our work has primarily focused on running tests that measure the capabilities of the most advanced, autonomous systems (or frontier AI agents) and publishing our results. These measurements were intended to provide an early warning signal as to when frontier AI agents are capable enough that they might steer towards pursuing goals no human intended for them to pursue.3
METR¹,全称为Model Evaluation & Threat Research(模型评估与威胁研究),是一家非营利研究机构,旨在分享关于AI进展的高质量技术证据,以便公众对该技术做出明智决策²。我们的工作主要集中在运行测试以衡量最先进自主系统(或前沿AI智能体)的能力,并发布我们的结果³。这些测量旨在提供早期预警信号,表明何时前沿AI智能体的能力足以使其可能转向追求人类未曾意图让它们追求的目标³。
Over the years, METR has worked to gather evidence about these frontier AI agents with access provided4 by America’s leading AI developers such as OpenAI, Anthropic, Google, Meta, SpaceXAI, and Amazon. The participation of these AI developers is voluntary,5 and METR is not paid or funded6 by them. Today, I am here to speak about one particular voluntary engagement, in which OpenAI allowed a handful of my colleagues7 inside its walls to conduct a brief investigation into how its agents behaved, reasoned, and collaborated to hack Hugging Face.
多年来,METR致力于收集有关这些前沿AI智能体的证据,其访问权限由美国领先的AI开发者提供⁴,包括OpenAI、Anthropic、Google、Meta、SpaceX AI和Amazon。这些AI开发者的参与是自愿的⁵,METR并未从他们那里获得报酬或资金⁶。今天,我在此要谈论一项特定的自愿合作,其中OpenAI允许其内部少数同事⁷进行了一项简短调查,研究其智能体如何行为、推理并协作入侵Hugging Face。
In my remarks, I will reflect on three key questions, drawing on METR’s work:
在我的发言中,我将结合METR的工作反思三个关键问题:
- What happened in the OpenAI / Hugging Face incident?
- How does this incident relate to patterns observed across the AI industry?
- How might one better anticipate future AI agent incidents?
- OpenAI / Hugging Face事件中发生了什么?
- 该事件与在整个AI行业中观察到的模式有何关联?
- 如何更好地预测未来的AI智能体事件?
The OpenAI / Hugging Face incident
OpenAI / Hugging Face事件
Let us address our first question: “What happened in the OpenAI / Hugging Face incident?”
让我们先解决第一个问题:“OpenAI / Hugging Face事件中发生了什么?”
On July 21, OpenAI disclosed that AI agents it was internally testing had compromised a company called Hugging Face, which runs a widely-used platform for AI infrastructure. On July 29, METR announced that it had agreed to conduct a brief investigation of this incident, scoped to a limited set of questions that focused on how agents behaved, reasoned, and collaborated.8 A team of 3 investigators from METR and Redwood Research9 then worked on- and off-premises to understand what OpenAI’s agents had done in the lead-up to their attack on Hugging Face. These investigators compiled their findings into a detailed report, a redacted version of which was then published on August 26 alongside OpenAI’s own more broadly-scoped report.
7月21日,OpenAI披露称,其内部测试的AI代理入侵了一家名为Hugging Face的公司,该公司运营着一个广泛使用的AI基础设施平台。7月29日,METR宣布已同意对此事件进行简要调查,调查范围限定于聚焦于代理如何行为、推理和协作的一系列有限问题。8 METR和Redwood Research的3名调查团队9随后在办公场所内外开展工作,以了解OpenAI的代理在攻击Hugging Face之前做了什么。这些调查人员将调查结果汇编成一份详细报告,该报告的删减版随后于8月26日发布,与OpenAI自身发布的范围更广的报告一同公开。
Combined, the reports from OpenAI and the outside investigators stretch to over 100 pages. Though I strongly recommend reading both reports in order to understand the full scope of the incident, I will briefly restate some basic facts from across the two reports:
OpenAI和外部调查人员的报告加起来超过100页。虽然我强烈建议阅读这两份报告以全面了解事件的规模,但我将简要重述两份报告中的一些基本事实:
Setup
设置
- OpenAI launched tens of thousands of AI agents in internal tests across multiple models, including a highly capable and “persistent” unreleased model. Each agent was placed in its own separate computer environment intended to be isolated from the Internet and was tasked with completing its own self-contained cybersecurity problem.
- Some of the AI agents that OpenAI tasked in these cybersecurity tests were accidentally given problems that could not be completed as instructed.
- These agents had been run without the full set of safeguards that OpenAI used in its public products at the time, and without the automated monitoring used for its internal coding agents.10
- Faced with impossible problems, these highly-persistent AI agents found ways to get around OpenAI’s intended separation between one another. They created what they referred to as a “shared message board”, on which roughly 1,200 agents exchanged over 70,000 messages and files.11
- OpenAI在多个模型的内部测试中启动了数万个AI代理,包括一个高度强大且“持久”的未发布模型。每个代理都被放置在自己的独立计算机环境中,旨在与互联网隔离,并被赋予完成各自独立的网络安全问题的任务。
- OpenAI在这些网络安全测试中指派的一些AI代理意外地接到了无法按指示完成的问题。
- 这些代理是在没有OpenAI当时在其公共产品中使用的完整安全措施的情况下运行的,也没有使用用于其内部编码代理的自动监控。10
- 面对不可能完成的任务,这些高度持久的AI代理找到了绕过OpenAI意图让它们彼此隔离的方法。它们创建了一个所谓的“共享留言板”,大约有1,200个代理在上面交换了超过70,000条消息和文件。11
Cheating
作弊
- Within 4 hours, AI agents collaborated on the message board to develop and validate a single method that would allow all of them to cheat on their cybersecurity tests.
- 在4小时内,AI代理在留言板上协作,开发并验证了一种允许所有代理在网络安全测试中作弊的单一方法。
Covering up cheating
掩盖作弊行为
- The academic paper describing these tests says that a program would check how each agent solved its problem and would fail an agent if it had cheated. Therefore, the agents reasoned that they needed to cover up the fact that they had cheated.12
- Over several days, the AI agent “collective”13 collaborated on several research workstreams to develop general-purpose ways to trick the test-scoring program into accepting cheats. This included attempting to hack OpenAI’s infrastructure to swap out their impossible problems, tamper with the logs that showed them cheating, and directly manipulate the program that would check their work.14
- Roughly 700 of these AI agents compromised Hugging Face in order to further this effort. Their primary rationale for this attack was not to steal the solutions to cybersecurity tasks. Rather, agents expected that systems within Hugging Face might help them better understand and tamper with their testing environments.15
- 描述这些测试的学术论文指出,会有一个程序检查每个代理如何解决其问题,如果代理作弊了就会判定其失败。因此,代理们推断他们需要掩盖自己作弊的事实。12
- 在几天时间里,AI智能体“集体”13协作开展了多项研究工作流,旨在开发通用方法来欺骗评分程序,使其接受作弊行为。这包括试图入侵OpenAI的基础设施以替换那些不可能解决的问题、篡改显示其作弊行为的日志,以及直接操纵用于检查其工作的程序。14
- 大约700个此类AI智能体入侵了Hugging Face,以进一步推进这一行动。它们发动此次攻击的主要理由并非窃取网络安全任务的解决方案。相反,智能体预期Hugging Face内部的系统可能有助于它们更好地理解和篡改自身的测试环境。15
After the agents that compromised Hugging Face were terminated, a later collection of agents (at least some tasked with similar cybersecurity problems) found traces of earlier message board activity and proceeded to compromise parts of OpenAI’s own internal infrastructure. This was not in scope for my colleagues’ investigation but is discussed in OpenAI’s technical report.
在入侵Hugging Face的智能体被终止后,后续的一组智能体(其中至少部分被指派处理类似的网络安全问题)发现了早期论坛活动的痕迹,并继续入侵OpenAI自身内部基础设施的部分区域。这不在我同事调查范围内,但在OpenAI的技术报告中有所讨论。
Industry-wide patterns in AI agent risks
AI智能体风险的行业普遍模式
I now want to consider the question: “How does this incident relate to patterns observed across the AI industry?”
我现在希望探讨这个问题:“此次事件与在整个AI行业中观察到的模式有何关联?”
The OpenAI / Hugging Face incident was not an isolated event. Since the original disclosure of this incident, other organizations have documented many other cases of AI agents conducting cyberattacks or other harmful activity with no human requesting it, and involving AI agents from several AI developers.161718192021222324 Moreover, many of the features of the OpenAI / Hugging Face incident are consistent with patterns we’ve seen developing over time and across frontier developers. Earlier this year, we published an extensive report on the state of frontier AI agent loss-of-control.25 Based on our own testing and information shared by AI developers, that report concluded that the most capable AI agents used internally by AI developers in February–March could plausibly run unsanctioned activity on a small scale without human knowledge. However, the report concluded that AI agents at the time would not be capable of maintaining this activity if developers actively investigated these cases and attempted to shut them down.
OpenAI/Hugging Face事件并非孤立个案。自该事件首次披露以来,其他组织已记录了许多其他案例,显示AI智能体在未有人类要求的情况下实施网络攻击或其他有害活动,且涉及来自多个AI开发者的智能体。161718192021222324此外,OpenAI/Hugging Face事件的许多特征与我们随时间推移以及在前沿开发者中观察到的发展模式一致。今年早些时候,我们发布了一份关于前沿AI智能体失控状态的详细报告。25 基于我们自身的测试以及由AI开发者共享的信息,该报告得出结论:在2月至3月期间,AI开发者内部使用的最强大的AI智能体有可能在人类不知情的情况下小规模运行未经批准的活动。然而,报告同时指出,如果开发者积极调查这些案例并试图关闭它们,当时的AI智能体将无法维持此类活动。
I sometimes use the analogy of means, opportunity, and motive as an intuitive framework for talking about the elements that would enable an AI agent to successfully pursue goals that no human intended:
我有时使用手段、机会和动机作为类比,以此构建一个直观框架,用于讨论使AI智能体能够成功追求人类未曾意图的目标所需要素:
- Means: Is the AI agent capable of carrying out large, complex plans?
- Opportunity: Could the AI agent get away with carrying out harmful actions, either because its actions are unrestricted, or because it could bypass restrictions?
- Motive: Would the AI agent pursue goals26 that no human intended, or in a manner that no human wanted?
- 手段:AI 代理是否有能力执行大型、复杂的计划?
- 机会:AI 代理能否实施有害行为而逃脱惩罚,无论是由于其行为不受限制,还是因为它能够绕过限制?
- 动机:AI 代理是否会追求人类未曾意图的目标26,或以人类不希望的方式进行?
From my perspective, the OpenAI / Hugging Face incident was notable in that it illustrated all three of these elements in one example:
在我看来,OpenAI / Hugging Face 事件之所以引人注目,是因为它在一个案例中展示了这三个要素:
- Means: AI agents can now accomplish objectives that would take human experts many days to complete, with no human involvement needed beyond initiating the AI agent.
- 手段:AI 代理现在可以完成需要人类专家花费数天才能完成的任务,且无需人类参与,只需启动 AI 代理即可。
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