Anthropic携手埃森哲与METR建立嵌入式评估机制
The Quest for Embedded Evaluators
前沿大模型安全治理的关键落地动作,Anthropic选择“企业咨询+非营利机构”的双轨评估模式,为行业提供了可参考的安全合规实践路径。
Dario Amodei’s essay We Must Pace the Frontier committed Anthropic to embedded evaluators, who would be placed inside Anthropic and given employee-level access, so they could provide outside perspective and also reports on what was happening.
达里奥·阿莫代伊(Dario Amodei)的文章《我们必须控制前沿节奏》使 Anthropic 承诺采用嵌入式评估员,这些评估员将嵌入 Anthropic 内部并获得员工级别的访问权限,以便他们能够提供外部视角,并报告正在发生的事情。
There is only one problem. Who will be the evaluators?
但只有一个问题:谁来做这些评估员?
OpenAI followed suit on committing to the evaluators, and also issued a milquetoast but welcome call for international coordination. I will cover that here as well.
OpenAI 随后也承诺采用评估员,并发布了一份温和但值得欢迎的呼吁国际协调的声明。我在此也将对此进行介绍。
What I won’t cover today, but hope to cover tomorrow, is the latest torrent of new AI hacking incidents that came to light over the weekend, which highlights that we badly need at least embedded evaluators, and plausibly far harsher measures.
我今天不打算涵盖,但希望明天能涵盖的是周末曝光的最新一波 AI 黑客攻击事件,这凸显了我们迫切需要至少引入嵌入式评估员,甚至可能采取更严厉的措施。
For now, you need to know that there were a lot more incidents that OpenAI did not disclosed, and also a new incident at OpenAI that just happened that forced them to again pause their most advanced model. I’ll get right on sorting all that out.
目前你需要知道的是,OpenAI 未披露的事件远比已知的多,而且 OpenAI 刚刚发生了一起新事件,迫使他们再次暂停其最先进的模型。我会立刻着手理清所有这些情况。
Table of Contents
目录
- Look, All I’m Asking For Is That You Find A Highly-Qualified, Experienced, Trustworthy, Non-Conflicted Source of Embedded Evaluators That Will Work Entirely For Free, Without Government Assistance or Money from EA Sources Not Chosen By the Lab.
- Anthropic Partners with Accenture for Embedded Evaluation, also Plans to Include METR.
- Reading the METR.
- OpenAI Suggests Doing The Least We Can Do.
- 看,我所要求的只是让你们找到一个高度合格、经验丰富、值得信赖且无利益冲突的嵌入式评估员来源,该来源将完全免费工作,不接受政府援助,也不接受由实验室未选择的 EA(有效利他主义)来源的资金。
- Anthropic 与埃森哲(Accenture)合作进行嵌入式评估,并计划纳入 METR。
- 阅读 METR。
- OpenAI 建议做最少能做的事。
Look, All I’m Asking For Is That You Find A Highly-Qualified, Experienced, Trustworthy, Non-Conflicted Source of Embedded Evaluators That Will Work Entirely For Free, Without Government Assistance or Money from EA Sources Not Chosen By the Lab
看,我所要求的只是让你们找到一个高度合格、经验丰富、值得信赖且无利益冲突的嵌入式评估员来源,该来源将完全免费工作,不接受政府援助,也不接受由实验室未选择的 EA 来源的资金
Why are you telling me that this is hard?
你为什么要告诉我这很难?
Obviously all of the requests in the section title are individually and collectively desirable. They are all nice-to-haves. The problem is, you obviously cannot get that close to having all of them at once under present conditions.
显然,章节标题中的所有要求 individually(单独地)和 collectively(集体地)都是可取的。它们都是锦上添花的条件。问题是,在现有条件下,你显然无法同时接近满足所有这些条件。
- Someone, somewhere, has to hire the people and pay the bill.
- The qualified, experienced and trustworthy people need to have gained that experience and trust in some way, which is going to involve the top labs.
- 总得有人在某个地方雇佣人员并支付账单。
- 那些合格、有经验且值得信赖的人必须以某种方式获得他们的经验和信任,而这必然涉及顶级实验室。
I am not saying the complaints are invalid, but even well-established, highly trusted auditing schemes mostly lack good solutions. The revolving door and the source of funding are hard problems. You still need to audit.
我不是说这些投诉无效,但即使是那些已经确立、高度受信任的审计方案,大多也缺乏良好的解决方案。旋转门问题和资金来源是难题。但你仍然需要进行审计。
A group led by Geoffrey Hinton, Stuart Russell and Arvind Narayanan lays out their minimum standards for credible embedded evaluators in a public letter:
由杰弗里·辛顿(Geoffrey Hinton)、斯图尔特·罗素(Stuart Russell)和阿文德·纳拉亚南(Arvind Narayanan)领导的一个小组在一封公开信中阐述了他们对可信嵌入式评估员的最低标准:
- Frontier AI companies should rely on evaluators that are meaningfully independent.
- Payments cannot be contingent on findings, there should be no ownership or governing or other commercial relation, and no editorial control. Any conflicts of interest should be disclosed.
- Frontier AI companies should incorporate differing viewpoints and areas of expertise.
- Embedded evaluators should be transparent.
- Embedded evaluators should be shielded from retaliation from the companies they embed with.
- Frontier AI companies should grant embedded evaluators access equivalent to that of their own highly privileged employees, with exceptions for protecting data.
- 前沿人工智能公司应依赖具有实质独立性的评估机构。
- 付款不得以评估结果为依据,不应存在所有权、治理权或其他商业关系,也不得拥有编辑控制权。任何利益冲突均应披露。
- 前沿人工智能公司应纳入不同的观点和专业知识领域。
- 嵌入式评估机构应保持透明。
- 嵌入式评估机构应免受其所在公司的报复。
- 前沿人工智能公司应向嵌入式评估机构授予与其自身高权限员工相当的访问权限,但出于数据保护目的除外。
I agree. That seems like a good list.
我同意。这看起来是一份很好的清单。
Gabriel Weil pointed out in July that you do not want to let the AI developer hire their own referees. But who else is going to pick and hire them, if the government wants nothing to do with paying them and if anything is looking rather hostile to the whole thing?
Gabriel Weil 在七月指出,你不想让 AI 开发者聘请自己的裁判。但如果政府不愿出资,且整体氛围对该事相当敌视,那还有谁会来挑选和聘请他们呢?
We live in the stupid timeline. Weil worried that government will struggle to oversee the IVOs that would do the audits. He had not considered that the White House might actively get angry over the audits, on principle. Weil’s proposal was mandatory liability insurance, which would be a good idea although the version of it that did the full job would be impossible to buy, and the version that got sold would not cover the kinds of events we most worry about.
我们身处一个愚蠢的时间线。Weil 担心政府将难以监督负责审计的 IVO(独立验证组织)。他未曾考虑到白宫可能会出于原则问题对审计结果感到愤怒。Weil 提出的方案是强制责任保险,这虽然是个好主意,但能完全履行职能的版本将无法购买,而市面上出售的版本又无法覆盖我们最担心的事件类型。
If Anthropic is worth $2.2 trillion and we are worried they might be ‘judgment-proof’ then who exactly is not judgment proof?
如果 Anthropic 值 2.2 万亿美元,而我们担心它们可能‘免于判决’(judgment-proof),那么究竟谁才不是免于判决的呢?
I would be totally up for requiring mundane (or prosaic) insurance for AI models above some capability threshold, including prior to internal deployment or weights release, not only closed external deployment. It would be marginally helpful. What it would not do is directly solve the most important problems.
我完全支持对超过某些能力阈值的 AI 模型要求购买普通(或平凡)保险,包括在内部分部署或权重发布之前,而不仅限于封闭的外部部署。这将带来边际上的帮助。但它并不能直接解决最重要的问题。
One possibility is that you require buying let’s say $100 billion or $1 trillion in insurance, not because that fixes the incentives, but because then we can require that they publish exactly what that insurance cost them, and for the insurance company to disclose the associated risk factors they used to price it.
一种可能性是要求购买例如 1000 亿美元或 1 万亿美元的保险,并非因为这能修正激励机制,而是因为我们可以要求他们公布该保险的具体成本,并要求保险公司披露用于定价的相关风险因素。
Anthropic Partners with Accenture for Embedded Evaluation, also Plans to Include METR
Anthropic 与埃森哲合作进行嵌入式评估,并计划纳入 METR
They announced a partnership with Accenture.
他们宣布与埃森哲达成合作伙伴关系。
Anthropic: The partnership will be led by Faculty, Accenture’s specialist AI business, and will include evaluating and red-teaming models, conducting alignment assessments, and testing model safeguards. Accenture helps businesses and governments deploy AI across many industries. Their understanding of how enterprises use AI in practice informs their safety approach, and they will bring that perspective to evaluating our models.
Anthropic:该合作将由安永(Accenture)旗下专业AI业务部门Faculty牵头,包括对模型进行评估和红队测试、开展对齐评估以及测试模型安全机制。安永协助企业和政府跨多个行业部署AI。其对企业实际使用AI方式的理解塑造了其安全方法,并将这一视角带入对我们模型的评估中。
Anthropic and Accenture each expect to invest at least $1 billion in building capacity in this area over the next five years.
Anthropic和安永均预计在未来五年内在该领域投入至少10亿美元以建设能力。
… Given the importance and urgency of this work, Anthropic will fund Accenture’s work directly. We are also in dialogue with METR and other nonprofit evaluators to pilot elements of embedded evaluation using their own funding. Ultimately, we believe frontier AI needs an ecosystem of evaluators operating with shared standards.
……鉴于此项工作的重要性与紧迫性,Anthropic将直接资助安永的工作。我们也在与METR及其他非营利评估机构进行对话,试点利用其自身资金开展嵌入式评估的某些环节。最终,我们认为前沿AI需要一个在共享标准下运作的评估者生态系统。
We expect frontier labs to work with several organizations at once. Our partnership is non-exclusive; Anthropic will work with other evaluators to be announced in the coming weeks, and Accenture will work with other AI developers in similar capacities.
我们期望前沿实验室能同时与多家机构合作。我们的合作是非排他性的;Anthropic将在未来几周公布与其他评估机构的合作,而安永也将以类似角色与其他AI开发者展开合作。
Charles: Seems totally fine to have Accenture do this to satisfy worries about METR’s neutrality, as long as they also let METR do it.
Charles:只要METR也能参与,让安永承担这项工作以满足人们对METR中立性的担忧,看起来完全没问题。
From background discussions and other information, plus the plain reading here, my understanding is that Anthropic plans to use a combination of both approaches.
根据背景讨论和其他信息,加上此处字面含义,我的理解是Anthropic计划结合使用这两种方法。
- Nonprofits that come with their own funding and expertise, and can provide more of an expert inside view combined with a focus on safety concerns.
- The big, formal, legible corporate approach that takes more of an outside view the way you would if you were a magistrate.
- 自带资金和专业知识的非营利组织,能够提供更多专家内部视角,并聚焦安全问题。
- 大型、正式、透明的企业化方法,采取更像法官那样的外部视角。
Drake Thomas argues for similar logic:
Drake Thomas 主张类似的逻辑:
Drake Thomas (Anthropic): It is good for AI companies to have oversight from deeply cracked teams of experts with world-leading experience in investigating frontier alignment problems.
Drake Thomas(Anthropic):AI公司由在调查前沿对齐问题上拥有世界领先经验的资深专家团队进行监督,这是有益的。
It is also good for AI companies to have oversight from unimpeachably boring and independent sources that even a bad-faith psyop would struggle to find complaints with.
AI公司由无可挑剔且独立的来源进行监督也是有益的,这些来源甚至会让恶意心理战也难以找到投诉的理由。
As of September 2026, you can’t max out both of these axes in one source yet, but nothing stops you from having multiple sources of independent evaluation! I think Accenture and METR are both on the pareto frontier of options. Obviously any frontier AI company which doesn’t also deeply involve METR/Apollo-shaped orgs in evaluating their practices would be failing to do an adequate job of holding themselves accountable to the public (at least until such time as there exist more ordinary consultants with a deep bench of AI auditing talent, which I am hopeful will start happening soon).
截至2026年9月,你尚无法在同一个来源中同时拉满这两个维度,但这并不妨碍你拥有多个独立的评估来源!我认为埃森哲(Accenture)和METR都处于选项的帕累托前沿。显然,任何不深度让METR或类似阿波罗(Apollo)结构的组织参与其实践评估的前沿AI公司,都未能充分履行对公众负责的责任(至少直到出现更多拥有深厚AI审计人才储备的普通顾问为止,我对此抱有乐观期待)。
And I do mean it about the pareto frontier thing, I think a lot of people are underrating Accenture? Like, go scroll through the twitter account of Accenture CTO and Faculty CEO @MarcWarner10 , these are not people who haven’t heard of AI safety!
我是真的认为关于帕累托前沿这一点,很多人低估了埃森哲?比如,去翻翻埃森哲首席技术官兼Faculty首席执行官@MarcWarner10 的推特账号,这些人可不是没听说过AI安全的人!
Upon reflection I think [the above] is a bit too one sided and want to add two caveats:
经过反思,我认为[上述内容]有点过于片面,想补充两点注意事项:
(1) Providing funding obviously introduces a COI here that there is not with eg METR.
(1) 提供资金显然会在此处引入利益冲突(COI),而例如METR则不存在这种情况。
更进一步:量化金融体系
看懂新闻只是起点——沿量化金融路径,把它变成能交付的工程能力