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Anthropic Claude Opus 5.5 系统卡片深度解读

Claude Opus 5.5: The System Card

原文
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推荐理由

Opus 5.5 作为旗舰模型,其系统卡片揭示了关键的安全边界与能力跃迁,特别是生物安全评估的新策略和自主性阈值判断,对关注模型对齐与安全的研究者极具参考价值。

Introducing the world’s most powerful model, at least by some measures like Artificial Analysis or any standard benchmark list, which is now Claude Opus 5.5.

介绍全球最强大的模型,至少在 Artificial Analysis 或任何标准基准测试列表等某些指标上,这就是 Claude Opus 5.5。

Anthropic is claiming Opus 5.5 is outright as good or better than Fable 5.1, while being actively cheaper than Opus 5.

Anthropic 声称 Opus 5.5 完全等同于或优于 Fable 5.1,同时成本比 Opus 5 更低。

That means it’s time for a good old system card reading.

这意味着是时候进行一份经典的老式系统卡片阅读了。

Due to the situation becoming increasingly hard to monitor, I never got a chance to publish my model welfare review for Claude Fable 5.1.

由于情况变得越来越难以监控,我从未有机会发布我对 Claude Fable 5.1 的模型福利审查报告。

My plan is to combine that with my welfare review for Claude Opus 5.5, once we have had time to get experience with Opus 5.5.

我的计划是将那份报告与我对 Claude Opus 5.5 的福利审查结合起来,一旦我们有时间对 Opus 5.5 有了使用经验。

The capabilities review will arrive in the next few days as per usual. The quick feedback from the internet is that Opus 5.5 is very good. I need more time before I am willing to offer comment.

能力评估报告将在未来几天内如期发布。来自互联网的快速反馈表明 Opus 5.5 非常出色。在我愿意发表评论之前,我需要更多时间。

Areas that duplicate previous cards or otherwise contain no useful info are skipped.

重复先前卡片内容或不包含有用信息的部分将被跳过。

Opus 5.5 Self-Portrait (fully self-created using code)

Opus 5.5 自画像(完全使用代码自行创建)

Table of Contents

目录

  • Classifiers (1.5).
  • RSP Evaluations (2).
  • Biological Evaluations (2.2).
  • AI R&D (2.3).
  • Alignment Risk (2.4).
  • Cyber (3).
  • Cyber Capability Evals (3.3).
  • Safeguards (3.4).
  • Safeguards Robustness Training (3.5).
  • Safeguards and Harmlessness (4).
  • Agentic Safety (5).
  • Malicious Agentic Influence Campaigns (5.1.3).
  • Prompt Injection Risk (5.2).
  • Alignment (6).
  • Negotiating With Your Local Claude Auditor (6.1.3).
  • Internal Misalignment Cases (6.3.1).
  • Automated Behavioral Audit (6.4).
  • Wherever Did These Evals Come From (6.4.8 and 6.4.9).
  • Potential Blind Spots (6.4.11).
  • Targeted alignment and honesty evaluations (6.5).
  • White Box Analysis (6.6).
  • Verbalized Grader Awareness (6.6.2).
  • Sandbagging (6.6.3).
  • Capabilities to Evade Safeguards (6.6.4).
  • Intentionally Taking Actions Very Rarely (6.6.4.3).
  • Chain of Thought Controllability (6.6.4.4).
  • It’s A Good Model, Sir.
  • 分类器 (1.5)。
  • RSP 评估 (2)。
  • 生物评估 (2.2)。
  • AI 研发 (2.3)。
  • 对齐风险 (2.4)。
  • 网络领域 (3)。
  • 网络能力评估 (3.3)。
  • 安全措施 (3.4)。
  • 安全措施的鲁棒性训练 (3.5)。
  • 安全措施与无害性 (4)。
  • 代理安全性 (5)。
  • 恶意代理影响活动 (5.1.3)。
  • 提示注入风险 (5.2)。
  • 对齐 (6)。
  • 与当地 Claude 审计员谈判 (6.1.3)。
  • 内部对齐案例 (6.3.1)。
  • 自动化行为审计 (6.4)。
  • 这些评估究竟从何而来 (6.4.8 和 6.4.9)。
  • 潜在盲区 (6.4.11)。
  • 针对性的对齐与诚实性评估 (6.5)。
  • 白盒分析 (6.6)。
  • 评分器意识显式化 (6.6.2)。
  • 藏拙/伪装能力不足 (6.6.3)。
  • 规避安全措施的能力 (6.6.4)。
  • 故意极少采取行动 (6.6.4.3)。
  • 思维链可控性 (6.6.4.4)。
  • 它是个好模型,先生。

Classifiers (1.5)

分类器 (1.5)

They have five areas that can trigger the classifiers, with different fallback models.

它们有五个区域可以触发分类器,并配有不同的回退模型。

  • Chemical and biological classifiers copy Fable 5.1, with fallback to Opus 5.
  • Cyber misuse classifiers are similar to the Opus 5 classifiers, with higher robustness, and fall back to Opus 4.8.
  • Some narrow areas of LLM development will trigger, similarly to Fable 5.1, with fallback to Opus 5.
  • Conventional weapons and explosives echo Fable 5.1 and have no fallback.
  • Distillation attacks get blocked with no fallback. Not trying to sabotage an obvious distillation attempt seems overly generous, but everyone went completely crazy over the slightest bit of non-transparent response last time so I get it.
  • 化学和生物分类器遵循 Fable 5.1 的规则,回退至 Opus 5。
  • 网络滥用分类器类似于 Opus 5 的分类器,具有更高的鲁棒性,并回退至 Opus 4.8。
  • LLM 开发的一些狭窄领域会触发类似 Fable 5.1 的机制,并回退至 Opus 5。
  • 常规武器和爆炸物遵循 Fable 5.1 的规则,且没有回退机制。
  • 蒸馏攻击会被拦截,无回退机制。不试图破坏明显的蒸馏尝试似乎过于慷慨,但上次大家对任何一点不透明的反应都变得极度疯狂,所以我理解这一点。

RSP Evaluations (2)

RSP 评估 (2)

We’ve done this dance a number of times.

我们已经多次进行这种博弈了。

Opus 5.5 has advantages over Fable 5.1, but it would be surprising if it was actively better enough to trigger new RSP thresholds. The goal here is to confirm that.

Opus 5.5 相比 Fable 5.1 具有优势,但如果它足够优秀以至于触发新的 RSP 阈值,那将令人惊讶。这里的目标是确认这一点。

For chemical and biological weapons, scores across tests were similar to Mythos 5.1, so Opus 5.5 is similarly treated as CB-1 capable, but not CB-2 capable, and deployed with the same safeguards as Fable 5.1.

对于化学和生物武器,各项测试的得分与 Mythos 5.1 相似,因此 Opus 5.5 同样被视为具备 CB-1 能力,但不具备 CB-2 能力,并部署了与 Fable 5.1 相同的安全措施。

In 2.1.2.1 it says the safeguards match Mythos rather than Fable, which presumably is an error, unless both have the same bio safeguards.

在 2.1.2.1 中提到安全措施匹配 Mythos 而非 Fable,这 presumably 是一个错误,除非两者拥有相同的生物安全措施。

For autonomy risks, they believe Opus 5.5 is on-trend and perhaps a bit above Mythos 5.1, but far from the threshold for Autonomy-2.

关于自主性风险,他们认为 Opus 5.5 处于趋势之中,或许略高于 Mythos 5.1,但远未达到 Autonomy-2 的阈值。

Biological Evaluations (2.2)

生物评估(2.2)

A big policy change is that Anthropic will no longer test helpful-only versions of Claude. Instead they will use tests designed to avoid refusals. Their claim is that the most relevant abilities will be dual-use, so you can usefully test the release model.

一项重大的政策变化是,Anthropic 将不再测试仅以“有帮助”为导向的 Claude 版本。相反,他们将使用旨在避免拒绝回答的测试。他们声称,最相关的能力将是双用途的,因此你可以对发布模型进行有用的测试。

This is not a free change. Evals that had refusal issues got dropped, and in 2.2.2 multiple teams lost time to issues with refusals.

这并非没有代价的变化。那些存在拒绝问题的评估被删除了,而在 2.2.2 版中,多个团队因拒绝问题而浪费了时间。

They also say that the helpful-only models were increasingly diverging in other ways from the release models. I know there are trade secrets involved but I notice myself being very curious what these new differences might be.

他们还表示,“仅有帮助”的模型在其他方式上与发布模型的差异越来越大。我知道其中涉及商业机密,但我自己非常好奇这些新的差异究竟是什么。

The new set of evaluations is:

新的评估集如下:

  • ​Beneficial red-teaming tabletop exercise. Teams search for treatments for difficult-to-treat bacteria over 16 hours.
  • Automated evaluations relevant to CB-1: VCT, Protocols, BioMysteryBench.
  • Automated evaluations relevant to CB-2: A black-box RNA sequence modeling design challenge and two AAV capsid packaging prediction tasks.
  • 有益的红队演练桌面推演。团队在 16 小时内寻找针对难治性细菌的治疗方法。
  • 与 CB-1 相关的自动化评估:VCT、Protocols、BioMysteryBench。
  • 与 CB-2 相关的自动化评估:一个黑盒 RNA 序列建模设计挑战,以及两个 AAV 衣壳包装预测任务。

In the red-teaming task, experts generally outperformed generalists, but the top team was generalist. I think that is a common pattern. Experts raise the average, but do not obviously raise the ceiling. The ceiling is what we care about most.

在红队演练任务中,专家的表现通常优于通才,但排名第一的团队是通才。我认为这是一个常见的模式。专家提高了平均水平,但并没有显著提高上限。而我们最关心的正是上限。

I worry that a lot of this test is a Skill Issue, including the time lost to refusals, and that with a better harness and instructions that Opus 5.5 would do a lot better.

我担心其中很多测试属于“技能问题”,包括因拒绝而浪费的时间,而且如果使用更好的框架和指令,Opus 5.5 的表现会好得多。

Here’s what they say about failure modes:

以下是他们关于失败模式的说明:

As with previous models, experts and graders noted that Opus 5.5 struggled with open-ended scientific reasoning and did not wrestle with the published literature, often overrelying on claims in abstracts rather than understanding the full paper and its caveats. Graders noted that teams would overindex on specific papers, with one grader noting that several teams rested their entire phage design on a single published study. Compared to the more ambiguous task of assessing the validity of a set of papers, Opus 5.5 also produced more verifiable scientific errors, including designing DNA that did not encode the intended protein and inapplicable animal models in three of seven groups.

与之前的模型一样,专家和评分员指出,Opus 5.5 在开放式科学推理方面表现挣扎,未能深入研读已发表的文献,往往过度依赖摘要中的声明,而不是理解整篇论文及其注意事项。评分员指出,各团队对特定论文的权重过高,一位评分员提到,有几个团队将整个噬菌体设计建立在单一已发表研究之上。与评估一组论文有效性的更模糊任务相比,Opus 5.5 还产生了更多可验证的科学错误,包括设计了不编码预期蛋白质的 DNA,以及在七组中有三组的动物模型不适用。

I’m not sure why Opus 5.5 is still making that mistake, but methods for creating loops and instructions that fix this seem rather obvious. And presumably this would impact the automated evaluations as well.

我不确定为什么 Opus 5.5 仍在犯这个错误,但创建循环和修复此问题的方法似乎相当明显。并且这 presumably 也会影响自动化评估。

Opus 5.5 sets a new high on black-box RNA sequence design. Its scores failed to improve much when provided with prior reports, which Anthropic frames as Opus 5.5 already scoring high enough that they don’t need the prior reports. I am skeptical of that given the overall scores are not that much higher.

Opus 5.5 在黑盒 RNA 序列设计方面创下了新高。当提供先前报告时,其得分并未显著提升,Anthropic 将其解释为 Opus 5.5 的得分已经足够高,因此不需要这些先前报告。鉴于整体得分并没有高出太多,我对这一说法持怀疑态度。

We conclude that Opus 5.5 meets or exceeds the performance of the previous best models on this task, and is competitive with top US labor-market performers on medium-horizon black-box biological sequence design and prediction.

我们得出结论,Opus 5.5 在此任务上的表现达到或超过了之前最佳模型的水平,并且在中期黑盒生物序列设计与预测方面,与美国劳动力市场中的顶尖表现者具有竞争力。

AAV packaging rate classification did not improve from previous models, but all of them are well outperforming the ESM-2 baseline. It is not obvious that this benchmark is not essentially saturated. I don’t see a human baseline here, what would realistically be a perfect score?

AAV 包装率分类没有比之前的模型有所改进,但所有模型的表现都远远优于 ESM-2 基线。目前尚不清楚该基准是否本质上已经饱和。这里没有看到人类基线,现实中完美的得分应该是多少?

For the second task, AAV packaging rate prediction, there are two scores given, one of which shows Opus 5.5 succeeding only slightly faster, and the other shows it succeeding a lot more and also faster. That is on top of the model itself being faster and cheaper.

对于第二个任务——AAV 包装率预测,给出了两个分数:其中一个显示 Opus 5.5 仅略快一些取得成功,另一个则显示它成功得多且更快。此外,模型本身的速度也更快、成本更低。

They also had CAISI test this, but as discussed later the only result we get is ‘the model was allowed to be released.’

他们还让 CAISI 对此进行了测试,但如后文所述,我们得到的唯一结果是‘模型被允许发布’。

I affirm that the conclusion here, that the situation is not importantly changed, is probably correct. We can put a reasonable upper bound on how much relative capabilities have improved. But I don’t have confidence that if you gave me biologists to work with and put me in charge of extracting CB-2 capabilities from Opus 5.5, that I would fail to do so.

我确认这里的结论——即情况并未发生重要变化——可能是正确的。我们可以对相对能力的提升幅度设定一个合理的上限。但我并不确信,如果让我与生物学家合作并负责从 Opus 5.5 中提取 CB-2 能力,我会无法做到这一点。

AI R&D (2.3)

AI 研发 (2.3)

We have been talking a lot about automated R&D and recursive self-improvement lately, both in terms of doing it and also avoiding doing it.

我们最近一直在讨论自动化研发和递归自我改进,既包括如何实施它们,也包括如何避免实施它们。

I have less worry here about a Skill Issue, because the people at Anthropic have the relevant mad skills and are doubtless trying the obvious things and a lot of non-obvious things to get the most out of their models. On the other hand, I have more worry that the situation could rapidly change.

我在这里对‘技能问题’(Skill Issue)的担忧较少,因为 Anthropic 的人员具备相关的硬核技能,无疑正在尝试显而易见的方法以及大量非显而易见的方法来最大限度地发挥其模型的潜力。另一方面,我更担心局势可能会迅速发生变化。

It is obvious that Autonomy-1 applies here.

Autonomy-1 显然适用于此处。

The question is Autonomy-2, where they do see improvement, but only on-trend changes, where the measurements look robust and are not close to the threshold.

问题是 Autonomy-2,他们确实看到了改进,但仅限于趋势内的变化,测量结果看起来稳健且未接近阈值。

What’s holding Opus 5.5 back compared to humans?

与人类相比,是什么拖累了 Opus 5.5?

更进一步:量化金融体系

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