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AI说服力研究:信息密度是关键,但现实注意力是瓶颈

AI is a worryingly-good persuader. But don’t panic, yet

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深度解读了AI社会影响的核心议题,用AISI大规模实验数据拆解了“AI说服力”的真实机制与局限,对关注AI治理与安全的研究者极具参考价值。

Oliver Kemp for Transformer

Oliver Kemp 为 Transformer

News of new AI capabilities is now a steady drumbeat accompanying our lives.

关于新 AI 能力的新闻如今已成为伴随我们生活的稳定节拍。

Another benchmark broken by the latest model, another AI-generated video that you cannot tell from real footage, or another paper announcing how AI systems are getting pretty good at hacking their way around the internet or passing as human in extended conversations. There is no particular need to invoke transformative AI or superintelligence to agree that the most recent AI models can now do things long assumed to be decades away.

最新模型又打破了一项基准,又有一段由 AI 生成的视频让你无法分辨真假,或者又有一篇论文宣布 AI 系统在黑客攻击互联网或在长时间对话中伪装成人类方面表现得相当出色。无需特别提及变革性人工智能或超级智能,我们就已经可以同意这样一个观点:最新的 AI 模型现在能够完成那些长期被认为还要几十年才能实现的事情。

As an academic studying the societal impacts of AI at Oxford, one area that I pay a lot of attention to — and where models have become really very good it seems — is persuasion: the act of changing people’s attitudes, beliefs and even their actions with nothing more than a conversation. Such persuasion is about changing people’s minds by giving them reasons they can inspect (and of course reject), and is quite different from manipulation, which forgoes that process by deceiving people — even though the two are often and easily conflated.

作为一名在牛津大学研究 AI 社会影响的学者,我非常关注的一个领域——而且似乎模型在这一领域变得非常擅长——是说服:即仅通过对话来改变人们的态度、信念甚至行为的过程。这种说服是通过提供可供人们审查(当然也可以拒绝)的理由来改变人们的想法,这与操纵截然不同;操纵则通过欺骗人们来绕过这一过程——尽管两者经常被且容易混淆。

Cut through the noise.

拨开噪音。

That AI systems can be persuasive is… pretty big news. If someone had told me five years ago that chatbots could be better than seasoned campaigners at getting people to part with their money, as a recent preprint found, I would have been pretty skeptical. And yet, that is exactly what you can do with the latest models — at least in an experimental setting.

AI 系统具有说服力……这确实是大新闻。如果五年前有人告诉我,聊天机器人能比经验丰富的活动家更有效地让人们掏钱,正如最近一份预印本所发现的那样,我会非常怀疑。然而,这正是你使用最新模型所能做到的——至少在实验环境中如此。

These results have, unsurprisingly, prompted people to come up with all sorts of ideas, as well as quite a bit of excitement and fear. Platforms, governments, or public bodies could move people away from harmful conspiracies or could nudge them toward choices that serve them better, for example, quitting smoking. But, of course, every light side comes with a dark one: persuasive systems could allow politicians to steer how people vote, talk someone into joining a cult, make it easier to scam and swindle people out of money, encourage decisions that put their health at risk, and much more. The most apocalyptic of these scenarios imagine a new dawn of uber-persuasive machines against which we pitiful mortals stand no chance.

毫不奇怪,这些结果促使人们提出了各种想法,同时也引发了相当大的兴奋和恐惧。平台、政府或公共机构可以引导人们远离有害的阴谋论,或者推动他们做出更有利于自身的选择,例如戒烟。但是,当然,每面都有两面性:说服性系统可能允许政客引导人们的投票方式,诱使某人加入邪教,更容易诈骗和骗取人们的钱财,鼓励做出危害健康的决定,以及更多其他情况。在这些最末日般的场景中,想象着一个超强力说服机器的新黎明降临,而我们可怜的人类将毫无还手之力。

But is it really game over? I don’t think so. Persuasion is possible, but I doubt that it will make as much of a difference as some claim. Persuasiveness is actually the “easy” part. What is difficult is getting hold of someone’s attention in the first place. Shifting a view once someone has one is harder still. There are, in other words, a range of bottlenecks that will limit the persuasive power of these systems for the foreseeable future — for good and ill.

但游戏真的结束了吗?我不这么认为。说服是可能的,但我怀疑它是否真能像一些人声称的那样产生那么大的影响。说服力实际上是“容易”的部分。真正困难的是首先引起某人的注意。一旦某人形成了某种观点,再改变它就更加困难。换句话说,在可预见的未来,存在一系列瓶颈将限制这些系统的说服力——无论好坏。

Persuasion through AI is real

通过人工智能进行的说服是真实存在的

So, what do we actually know? Our best evidence for AI’s persuasiveness comes from experiments in which researchers pay people to sit down with a chatbot and measure if their views have shifted.

那么,我们实际上知道些什么呢?关于人工智能说服力的最佳证据来自实验,在这些实验中,研究人员付钱让人们与聊天机器人互动,并测量他们的观点是否发生了转变。

In probably the largest public study so far of its kind, conducted by researchers from the UK’s AI Security Institute (AISI) and elsewhere, more than 42,000 UK participants were asked to argue about various political topics with 19 different language models on several hundred issues. Afterward, the research team measured how far people’s attitudes had moved compared to a control group. The answer was around 10 points on average on a scale running from zero to 100. That’s roughly equivalent to walking into a bar mildly opposed to the idea of beer, having a chat with the barman, and then walking out feeling lukewarm about beer, but overall still preferring white wine. That conversation was more effective than single, static messages — the kind of argument or claim you regularly see in a social media post or TV ad — by about 41% to 52% depending on the AI model involved.

在英国人工智能安全研究所(AISI)等机构的研究人员开展的迄今为止规模最大的同类公开研究中,超过42,000名英国参与者被要求就数百个议题与19种不同的语言模型争论各种政治话题。随后,研究团队测量了人们的态度与控制组相比发生了多大程度的变化。答案是,在0到100的量表中,平均约为10分。这大致相当于走进一家酒吧时 mildly opposed(轻微反对)啤酒的概念,与酒保聊了一会儿后,走出酒吧时对啤酒感到不冷不热,但总体上仍然更喜欢白葡萄酒。这种对话比单一、静态的信息更有效——即你经常在社交媒体帖子或电视广告中看到的论点或声明——有效程度高出约41%至52%,具体取决于所涉及的人工智能模型。

While having a bigger model helped, post-training — the fine-tuning AI firms do once a model has been built to shape its behavior — towards better persuasion mattered even more. So did a specific persuasion strategy: prompting the model to aim for information density. Models that rammed more facts into their answers were better at persuading people, while personalizing answers to people’s attitudes and demographics — a recurrent worry ever since Cambridge Analytica — did not do very much.

虽然拥有更大的模型有帮助,但训练后调整——即AI公司在模型构建完成后为塑造其行为而进行的微调——对于提升说服力更为重要。一种特定的说服策略也同样重要:提示模型以信息密度为目标。那些在回答中塞入更多事实的模型更善于说服人们,而根据人们的态度和人口统计特征个性化回答——自剑桥分析事件以来一直是一个反复出现的担忧——并没有起到太大作用。

Meanwhile, in a study published last year in Nature, participants were randomly picked to talk to an AI that supported one of the leading candidates during election campaigns in the US, Canada and Poland. The study found that AI conversations had a stronger effect on changing people’s candidate preferences than traditional video ads — and they found a similar mechanism as the AISI study, with relevant facts and evidence being the thing that persuaded people.

与此同时,去年发表在《自然》(Nature)上的一项研究中,参与者被随机分配与一个在选举期间支持美国、加拿大和波兰主要候选人的 AI 进行对话。研究发现,与传统的视频广告相比,AI 对话对改变人们的候选人偏好具有更强的影响——并且他们发现了与 AISI 研究相似的机制,即相关事实和证据是说服人们的关键因素。

The immediate implications of such a finding, beyond the fact that AI models can do something long thought to be the prerogative of humans, are twofold. For one, persuasion is now, at least in theory, dirt cheap. You no longer need as many messy and costly humans to do it. In a recent paper on AI in political campaigns, Zhongren Chen and colleagues estimated that once you have accounted for the price of actually reaching people, LLM-based persuasion costs between $48 and $75 per persuaded voter compared with $100 for traditional campaign methods. Instead, you have persuasion on tap, anytime, in any language and at whatever scale someone is willing or able to pay for — quite different from the persuasion happening where people simply interact with a model for things like work or pleasure.

这一发现的直接意义,除了表明 AI 模型能够完成长期以来被认为属于人类特权的事情之外,还有两个方面。首先,至少在理论上,说服的成本现在变得极其低廉。你不再需要那么多杂乱且昂贵的人力来执行这一任务。Zhongren Chen 及其同事在最近一篇关于政治竞选中 AI 应用的论文中估计,一旦考虑到实际触达受众的成本,基于大型语言模型(LLM)的说服成本为每位被说服的选民 48 至 75 美元,而传统竞选方法则为 100 美元。相反,你可以随时、以任何语言、在任何规模上提供说服服务,只要有人愿意或能够为此付费——这与人们仅仅为了工作或娱乐等目的与模型互动时发生的说服截然不同。

The AISI study also had another significant finding: Those models tuned hardest for persuasion also made more false claims as part of the process — in the most persuasive setting, nearly a third of the model’s claims were inaccurate, something that is obviously no problem if you are a scammer or propagandist, but does matter quite a lot if you have good intentions. However, the authors did note that inaccuracy seemed to be a byproduct of greater information density, not a cause of persuasion. Telling a model to make things up did not make it more persuasive.

AISI 研究还有另一个重要发现:那些经过最强力度调优以实现说服目的的模型,在此过程中也会做出更多的虚假声明——在最具有说服力的设置下,模型近三分之一的声明不准确,这对于骗子或宣传者来说显然不是问题,但对于怀有善意的人来说则非常重要。然而,作者确实指出,不准确似乎是信息密度增加的一个副产品,而非导致说服的原因。指示模型编造内容并不会使其更具说服力。

Why the lab isn’t the real world

为什么实验室并非真实世界

The AISI study sparked a big brouhaha when it first came out, but experts — including some of the study’s authors — have since pointed out that the findings need to be treated with a pinch of salt when applied to the real world. The biggest bottleneck is deceptively simple: for such persuasion to work, you need to get people to pay attention.

AISI 研究刚发布时引发了巨大轰动,但此后包括部分研究作者在内的专家指出,当将这些发现应用于现实世界时,需要持谨慎态度(打个折扣)。最大的瓶颈看似简单:要使此类说服生效,你需要让人们投入注意力。

Experiments solve this via forced exposure: people are being paid to engage in back-and-forth conversations, otherwise it would be difficult for researchers to reliably detect effects. In the AISI studies, people had to engage in at least two conversation turns to receive an incentive, although on average participants talked to the chatbot for about seven turns (or roughly nine minutes). Yet, this is a form of exposure that you just cannot assume in the real world. In the wild, people’s attention is voluntary and scarce.

实验通过强制曝光来解决这个问题:人们被付费参与来回对话,否则研究人员很难可靠地检测出效果。在 AISI 的研究中,参与者必须至少进行两轮对话才能获得激励,尽管平均而言,参与者与聊天机器人交谈了大约七轮(或大约九分钟)。然而,这是一种你在现实世界中无法假设的曝光形式。在自然环境中,人们的注意力是自愿且稀缺的。

To see why this is, just remember how little time is left (in your life) to actively pay attention, accounting for the factors that shape the humdrum of our day-to-day existence.

要理解这一点,只需记住在你的生命中,用于主动关注的时间所剩无几,还要考虑到塑造我们日常平庸生活的各种因素。

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