KLA高管套现6400万美元，股价自高点跌40%
KLA Corp insiders cashed out $64M while stock slid 40%
AI semiconductor company KLA Corporation has slid 40% since June 30, shedding $160 billion in market capitalization, as its executives and other insiders have disclosed over $64 million worth of sales in SEC filings.
AI半导体公司KLA Corporation自6月30日以来股价已下跌40%，市值蒸发1600亿美元，其高管及其他内部人士在提交给美国证券交易委员会的文件中披露了超过6400万美元的股票销售。
Although the company claims that most of these sales followed regularly scheduled trading plans as part of executive compensation packages, no insiders decided to make any open market purchases during that time.
尽管公司声称这些销售大多遵循定期安排的交易计划，作为高管薪酬方案的一部分，但在此期间，没有内部人士决定进行任何公开市场购买。
- President Richard Wallace led the selling at $17.4 million
- CFO Bren Higgins sold $13.9 million
- Executive Vice President Brian Lorig and Officer Mary Beth Wilkinson each sold more than $12 million
- President of Semiconductor Products Ahmad Khan sold $6.6 million
- Senior Vice President Virendra Kirloskar sold $1.8 million
- 总裁Richard Wallace以1740万美元的销售额领跑抛售
- 首席财务官Bren Higgins出售了1390万美元
- 执行副总裁Brian Lorig和官员Mary Beth Wilkinson各自出售了超过1200万美元
- 半导体产品总裁Ahmad Khan出售了660万美元
- 高级副总裁Virendra Kirloskar出售了180万美元
Year-to-date chart of KLA Corporation. Source: TradingView
KLA Corporation年初至今股价走势图。来源：TradingView
KLA’s stock hit an all-time high of $307.37 on June 30. It closed at $183.77 yesterday.
KLA股价于6月30日创下307.37美元的历史新高，昨日收盘价为183.77美元。
The corresponding market cap loss was over $160 billion: $401 billion to yesterday’s $240 billion.
相应的市值损失超过1600亿美元：从4010亿美元降至昨日的2400亿美元。
Each insider sale occurred on a distinct date and price, so the above transactions did not occur altogether after, but rather during the 40% stock slide.
每次内部人士的销售都发生在不同的日期和价格上，因此上述交易并非在股价下跌40%之后集中发生，而是发生在下跌期间。
Buyers who chased KLA during the summer frenzy of AI stocks are now experiencing deep pain. Any $10,000 investment at that June 30 high is now worth less than $6,000.
在夏季AI股票热潮中追高买入KLA的投资者现在正经历深深的痛苦。在6月30日高点投资的任何1万美元现在价值不到6000美元。
KLA insiders sell for many reasons, haven’t bought for any reason
KLA内部人士因多种原因卖出，却未因任何原因买入
Of the sale transactions, the vast majority carried a Rule 10b5-1 representation. Such qualifying trading plans provide a defense to any potential insider trading liability.
在这些销售交易中，绝大多数带有Rule 10b5-1声明。此类符合条件的交易计划为任何潜在的内幕交易责任提供了辩护。
These trading plans must be established in advance and operated under the rule’s conditions. These filings do not prove KLA’s insiders foresaw any price decline.
这些交易计划必须提前制定，并在该规则条件下运作。这些文件并不能证明KLA的内部人士预见到了任何价格下跌。
MicroStrategy insiders keep dumping MSTR stock
MicroStrategy内部人士持续抛售MSTR股票
Read more: Meta insiders sold 150 times and bought zero in the last six months
阅读更多：Meta内部人士在过去六个月中卖出150次，买入为零
To be fair, the absence of buying isn’t proof that KLA is overvalued. Planned selling isn’t proof of a bearish forecast by insiders, either.
公平地说，缺乏买入并不能证明KLA被高估。计划性卖出也不能证明内部人士看跌。
Still, pure selling with $0 of buying certainly could leave some investors uncomfortable.
尽管如此，纯粹的卖出而零买入确实可能让一些投资者感到不安。
The newest insider trading filing reached the SEC’s EDGAR system on August 14 and covered an August 13 sale.
最新的内幕交易文件于8月14日提交至SEC的EDGAR系统，涵盖8月13日的交易。
Later August trades might not yet have reached EDGAR, although public companies are required to promptly disclose insider transactions.
8月晚些时候的交易可能尚未到达EDGAR，尽管上市公司被要求及时披露内幕交易。
An SEC Form 4 of a qualifying insider trade is due before the end of the second business day after the trade date.
符合条件的内部交易的SEC Form 4必须在交易日期后的第二个工作日结束前提交。
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The post KLA Corp insiders cashed out $64M while stock slid 40% appeared first on Protos.
文章《KLA Corp 内部人士在股价下滑 40% 时套现 6400 万美元》最初出现在 Protos 上。
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