SEC起诉38家加密投资顾问公司，指控其使用伪造注册证书
Crypto advisors used SEC certificates that were never issued
加密投资从业者需警惕此类虚假注册骗局，建议核查adviserinfo.sec.gov上的注册状态，避免与未注册实体合作。
Yesterday, the SEC asked a federal court for injunctions against several crypto investment advisory firms who have displayed fake SEC certificates.
昨日，美国证券交易委员会（SEC）要求联邦法院对几家展示虚假SEC证书的加密货币投资咨询公司发出禁令。
Naming crypto operators CryptoOrbit, Ftaexchange, Pinnacle, Quantum, RBH, and others, the SEC filed a total of 38 civil complaints over phony filings.
SEC针对CryptoOrbit、Ftaexchange、Pinnacle、Quantum、RBH等加密货币运营商，就虚假申报共提起了38起民事诉讼。
For example, the crypto-focused Quantum Financial Institute claimed it had registered investment advisor status that didn’t exist.
例如，专注于加密货币的Quantum金融研究院声称其拥有并不存在的注册投资顾问身份。
One of its incredible press releases pitched “a multi-dimensional intelligent investment system” and “courses” where students could learn about “bitcoin giveaways” and “the highest win-rate strategies, helping students understand the deep logic of the market.”
其一份令人难以置信的新闻稿宣传“多维智能投资系统”和“课程”，学生可在课程中学习“比特币赠送”和“最高胜率策略，帮助学生理解市场的深层逻辑。”
It even rendered a phony SEC certificate to dupe customers.
它甚至制作了虚假的SEC证书来欺骗客户。
Today, the SEC charged 38 entities alleging that they feigned legitimacy as U.S. advisers through false filings to lure retail investors.
今日，SEC对38家实体提起诉讼，指控它们通过虚假申报伪装成美国顾问的合法性，以吸引散户投资者。
Read more below https://t.co/OuJYmUvni2
更多详情请见下方 https://t.co/OuJYmUvni2
— U.S. Securities and Exchange Commission (@SECGov) August 27, 2026
— 美国证券交易委员会（@SECGov）2026年8月27日
Commissioners are asking a federal court for injunctions to order civil penalties and to ban the defendants’ reporting exemption privileges for future advisory filings.
委员们正请求联邦法院发出禁令，以命令民事处罚并禁止被告在未来咨询申报中享有报告豁免特权。
At the commission’s direction, FINRA has already removed non-compliant forms for these advisors from adviserinfo.sec.gov.
在委员会的指示下，FINRA已从adviserinfo.sec.gov上移除了这些顾问的不合规表格。
RBH Infinity Exchange Inc, Pinnacle Crypto Exchange Inc, THEVGPRO Ltd, Quantum Financial Institute Ltd, Ftaexchange Ltd, and other problematic crypto businesses are now defendants of US civil lawsuits.
RBH Infinity Exchange Inc、Pinnacle Crypto Exchange Inc、THEVGPRO Ltd、Quantum Financial Institute Ltd、Ftaexchange Ltd及其他有问题的加密货币企业现已成为美国民事诉讼的被告。
SEC sues unregistered crypto advisors
SEC起诉未注册的加密货币顾问
Third-party, promotional write-ups of some of these crypto businesses falsely claimed that they carried valid SEC registration with numbers that precisely match yesterday’s SEC enforcement action.
一些第三方对这些加密货币企业的宣传文章虚假声称它们持有有效的SEC注册，且注册号与昨日SEC执法行动中的编号完全吻合。
Pinnacle, for example, marketed crypto swaps and its good standing with US regulators. THEVGPRO pitched a BTC backed “settlement security fund, enhancing global liquidity and payment efficiency” with registration numbers that the SEC never approved.
例如，Pinnacle宣传加密货币掉期交易及其在美国监管机构中的良好信誉。THEVGPRO则推销一种由BTC支持的“结算安全基金，增强全球流动性和支付效率”，并附有SEC从未批准的注册号。
The SEC accuses these entities of making materially false statements on Form ADV, as well as failing to file disclosures.
SEC指控这些实体在ADV表格上作出重大虚假陈述，且未提交披露文件。
Commissioners allege violations of Sections 204(a) and 207 of the Investment Advisers Act. They have not quantified investor losses in these initial complaints.
委员们指控其违反了《投资顾问法》第204(a)条和第207条。在这些初步投诉中，他们未量化投资者的损失。
SEC staff attempted to contact many crypto advisors making false claims. Several phone numbers were disconnected or belonged to unrelated businesses. Postal mail was returned as undeliverable.
SEC工作人员试图联系许多作出虚假声明的加密货币顾问。多个电话号码已断线或属于无关企业。邮寄信件因无法投递而被退回。
US, UK, and Canada launch ‘Operation Atlantic’ to tackle crypto fraud
美国、英国和加拿大发起“大西洋行动”打击加密货币欺诈
Read more: Who is Paul Atkins, Donald Trump’s pick for SEC chairman?
更多阅读：唐纳德·特朗普提名的美国证券交易委员会主席人选保罗·阿特金斯是谁？
Disconnected phones, undeliverable addresses
电话失联，地址无法投递
Several unregistered investment advisors claimed to operate out of Colorado despite consistent use of Hong Kong IP addresses.
多家未注册的投资顾问声称在科罗拉多州运营，尽管它们一直使用香港的IP地址。
Apexium Securities Ltd, for example, allegedly used Hong Kong connections while listing a Colorado office where it had no presence.
例如，Apexium Securities Ltd据称利用香港的网络连接，同时列出了一个在科罗拉多州的办公室，但实际上并未在那里设立任何实体。
Web3 University, another unregistered crypto operator, allegedly accessed FINRA’s filing system from the People’s Republic of China. It also used a disconnected phone number and listed an undeliverable Colorado Springs office.
另一家未注册的加密货币运营商Web3 University据称从中华人民共和国访问了FINRA的申报系统。它还使用了一个已停用的电话号码，并列出科罗拉多斯普林斯的一个无法投递的办公室地址。
CryptoOrbit, another defendant that commissioners sued yesterday, also claimed to possess SEC certificates that commissioners never issued.
昨日被委员起诉的另一被告CryptoOrbit也声称持有委员从未颁发的SEC证书。
An Ftaexchange crypto-focused press release touted digital asset trading and custody services with phony SEC registered investment adviser status as though it was in good standing.
一份以加密货币为重点的Ftaexchange新闻稿吹嘘其数字资产交易和托管服务，并虚假声称拥有SEC注册投资顾问身份，仿佛其处于良好信誉状态。
A press release from RBH announced three health and intellectual-property-themed crypto tokens that are now worthless. It implored readers, “invest in the future — act now.” Hopefully they didn’t.
RBH发布的一份新闻稿宣布推出三个以健康和知识产权为主题的加密货币代币，如今已一文不值。它恳求读者“投资未来——立即行动”。希望他们没有听从。
Pinnacle Crypto Exchange said it had completed SEC registration when it had not.
Pinnacle Crypto Exchange声称已完成SEC注册，但实际上并未完成。
Absolutaris Base Limited was another defendant in yesterday’s SEC action.
Absolutaris Base Limited是昨日SEC行动中的另一名被告。
The Better Business Bureau logged consumer complaints about this service, including worthless stock signals, a fake trading app, and advertisements about obviously unsustainable monthly returns of 20-60%.
商业改进局记录了关于该服务的消费者投诉，包括毫无价值的股票信号、虚假交易应用程序，以及宣传明显不可持续的月回报率20-60%的广告。
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