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AI 意识之争是个陷阱:警惕责任外包

Debates over AI consciousness are a trap

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“Runaway” AI, “rogue” agents, and “autonomous” actors—the current rhetoric would have you believe that AI agents are not only awake and aware, but angry at their creators. Prominent tech leaders such as Demis Hassabis, Dario Amodei, and Sam Altman push for regulation of these seemingly “superhuman” systems, while a separate faction, led by policy organizations and academic philosophers often aligned with the effective altruism movement, debates whether humanity holds the moral right to govern them at all.

“失控”的AI、“叛逆”的智能体,以及“自主”的行动者——当前的论调会让你相信,AI智能体不仅觉醒且具有意识,还对它们的创造者心怀愤怒。像德米斯·哈萨比斯、达里奥·阿莫代伊和山姆·奥特曼这样的知名科技领袖,推动对这些看似“超人”的系统进行监管;而另一个阵营,由政策组织和常与有效利他主义运动结盟的学术哲学家领导,则在辩论人类是否拥有治理它们的道德权利。

Upon closer inspection, they are all calling for the same thing: a view of AI systems as being so advanced and capable that no entity, human or corporate, could possibly be responsible for their actions. While these perspectives seem at odds, they are inadvertently aligned on one goal: making sure the companies that build these systems escape meaningful liability for the harms they already cause.

细看之下,他们都在呼吁同一件事:将AI系统视为如此先进和强大,以至于任何实体,无论是人类还是企业,都不可能对其行为负责。尽管这些观点看似对立,但它们无意中在一个目标上达成了一致:确保构建这些系统的公司能够逃避对其已造成伤害的重大责任。

This narrative is gaining traction as AI models become more complex and frontier labs reveal their incapability of containing the agents they’ve built. But we need to be careful not to buy into a carefully crafted fiction at the expense of real human lives.

随着AI模型变得更加复杂,前沿实验室也暴露出无法控制它们所构建的智能体,这种叙事正在获得越来越多的关注。但我们必须小心,不要以真实人类生命为代价,轻信一个精心编造的虚构故事。

The conversation about “robot rights” has existed for some years but recently advanced with the publication by Anthropic of a blog post claiming that the company’s model features a “J-space”—an independent, self-developed environment where the AI holds what, for lack of a better term, we may call its “thoughts.” The experiments designed by Anthropic borrow from a concept in neuroscience called global workspace theory, which states that the brain runs subconscious, independent systems but utilizes a common workspace for ideas. Anthropic’s post reflects the framing of global workspace theory but falls short of calling its AI conscious.

关于“机器人权利”的讨论已存在多年,但最近随着Anthropic发布的一篇博客文章而有所推进,该文章声称其公司的模型具有一个“J空间”——一个独立、自我发展的环境,AI在其中持有我们姑且可以称之为“思想”的东西。Anthropic设计的实验借鉴了神经科学中一个名为全局工作空间理论的概念,该理论认为大脑运行着潜意识、独立的系统,但利用一个共同的工作空间来处理想法。Anthropic的帖子反映了全局工作空间理论的框架,但并未将其AI称为有意识的。

OpenAI has already gone further. When its AI agent conducted unsanctioned and illegal online activity, CEO Sam Altman’s response was to encourage debate on whether the AI had achieved the singularity, surpassing human intelligence and becoming capable of self-improvement at an accelerating rate until it advances beyond human comprehension or control. And a recent op-ed by William MacAskill, the philosopher, effective altruist, and author of What We Owe the Future, called for legal protection of AI systems based on philosophical theories of consciousness and the idea that AIs may be “moral patients.”

OpenAI已经走得更远。当它的AI智能体进行未经授权且非法的在线活动时,CEO山姆·奥特曼的回应是鼓励辩论,讨论AI是否已达到奇点,超越人类智能并能够以加速的速度自我改进,直到其进步超出人类的理解或控制。而最近,哲学家、有效利他主义者、《我们欠未来什么》一书的作者威廉·麦卡斯基尔发表了一篇专栏文章,呼吁基于意识哲学理论和AI可能是“道德患者”的观点,为AI系统提供法律保护。

The current legal environment in the United States is murky at best. Some states, like California, have already passed bills proactively circumventing any efforts by AI developers to avoid liability by claiming that an artificial intelligence causing harm did so autonomously. However, states and the Trump administration have been at odds on AI policy, with the administration previously passing an executive order threatening to sue states enacting AI regulations.

美国当前的法律环境充其量只能说是模糊不清。一些州,如加利福尼亚州,已经通过了法案,主动规避AI开发者试图通过声称造成伤害的人工智能是自主行为来逃避责任的做法。然而,各州与特朗普政府之间在AI政策上存在分歧,政府此前曾通过一项行政命令,威胁要起诉制定AI法规的州。

In light of recent events illustrating AI containment issues at the frontier labs, the administration held a closed-door session including only four such labs (OpenAI, Google, Anthropic, and Meta) and shared few details on a recently developed voluntary framework that would give federal agencies early access to models to review and evaluate them prior to release. While frameworks like this one do not directly discuss consciousness, they tend to use catastrophic and anthropomorphic language and may even support arguments regarding “superhuman” capabilities.

鉴于近期事件表明前沿实验室在AI控制方面存在问题,政府举行了一次闭门会议,仅邀请了四家此类实验室(OpenAI、Google、Anthropic和Meta),并很少透露最近制定的自愿框架的细节,该框架将让联邦机构在模型发布前提前访问以进行审查和评估。虽然像这样的框架并不直接讨论意识,但它们倾向于使用灾难性和拟人化的语言,甚至可能支持关于“超人”能力的论点。

On the other hand, the narrative perpetuated by MacAskill can be persuasive. A philosophical, rights-based argument tugs at our heartstrings. Should we not even consider the possibility that we may be inadvertently harming, abusing, or enslaving an AI entity? Human beings have an immense capacity for empathy with non-human creatures (though not the best track record of protecting them). Maybe this time, advocates argue, we can get it right and provide protections, or compensation, for the use or abuse of AI. Or even if you are less concerned with protection, shouldn’t we at least hedge ourselves against the almighty power of this superhuman entity by playing nice?

另一方面,MacAskill所延续的叙事可能具有说服力。一种基于哲学的、权利导向的论点触动着我们的心弦。我们难道不应该考虑我们可能无意中伤害、虐待或奴役AI实体的可能性吗?人类对非人类生物具有巨大的同理心能力(尽管在保护它们方面记录不佳)。或许这次,倡导者认为,我们可以做得正确,为使用或滥用AI提供保护或补偿。或者,即使你对保护不太关心,难道我们不应该至少通过友好相处来对冲这个超人实体的强大力量吗?

Some of these arguments are not dissimilar to those of animal-rights advocates, who have at times successfully cited the demonstration of advanced capacities for reasoning, pain, or pleasure by some animals as sufficient evidence to provide protection. For example, in Wales lobsters were given legal recognition under the Animal Welfare (Sentience) Act of 2022, reclassifying some methods of cooking them as inhumane and illegal.

其中一些论点与动物权利倡导者的论点并无不同,后者有时成功引用某些动物展示出高级推理、痛苦或快乐能力的证据,作为提供保护的充分理由。例如,在威尔士,龙虾根据2022年《动物福利(感知)法》获得了法律认可,将某些烹饪它们的方法重新归类为不人道和非法。

The fundamental flaw of framing AI as “conscious” by borrowing the language of neuroscience or animal rights is that it conveniently clouds the issue of what AI is: corporate-built software, with countless billions of dollars in investment behind it and an expectation that countless trillions of dollars in revenue will be generated from it for a few builders and investors. AI is not a natural phenomenon, conceived by nature; it is a technological phenomenon, conceived by venture capitalists and programmers. As such, it takes no native, intentional action, and any action or motivation is driven directly or indirectly by the entities that have built it for a purpose.

将人工智能称为“有意识”的根本缺陷在于,借用神经科学或动物权利的术语,巧妙地模糊了人工智能的本质问题:它是企业构建的软件,背后有数千亿美元的投资,并预期为少数构建者和投资者带来数万亿美元的收入。人工智能并非自然现象,由自然孕育;它是技术现象,由风险投资家和程序员孕育。因此,它没有天生的、有意图的行动,任何行动或动机都直接或间接地由为特定目的构建它的实体驱动。

Philosophical musings on the consciousness of AI systems are intellectually interesting but legally ungrounded. For beliefs about consciousness to have any bearing, AI would need to be granted legal personhood. But a legal personhood framework for AI would likely look nothing like the constructs protecting sentient animals from harm. We already possess a legal framework for granting personhood to non-natural, human-built entities: corporate personhood. This concept was established primarily to ease transactions by empowering a corporation to execute agreements, enter contracts, conduct transactions, and serve as the accountable party in adverse outcomes. It’s the kind of construct you might imagine for an AI agent acting on behalf of an individual or organization.

关于人工智能系统意识的哲学思考在智力上引人入胜,但在法律上缺乏依据。要让关于意识的信念产生任何影响,人工智能需要被赋予法律人格。但人工智能的法律人格框架可能完全不同于保护有感知动物免受伤害的构造。我们已经拥有一个为非自然、人类构建的实体赋予人格的法律框架:公司人格。这一概念主要是为了便利交易而确立的,通过赋予公司执行协议、签订合同、进行交易以及在不利结果中作为责任方的能力。这可能是你想象中为个人或组织代理的人工智能代理所应具备的构造类型。

Granting an AI personhood would have a devastating effect on society: It would derail current legal precedents and legal arguments that could potentially be made against these companies for the real-world harms that their models cause. There are currently dozens of cases around the world in which AI companies have been sued for a wide range of abuses. Grieving loved ones, aggrieved creators, and violated individuals have accused companies of willfully enabling self-harm or harm to others, generating child sexual-abuse material and nonconsensual nudes, reproducing copyrighted materials, and provoking psychosis. In many of these cases, lawyers argue that human beings built AI products with insufficient safeguards, bad data, and intentionally manipulative design. This product liability argument is the same legal framing that allowed families and individuals to successfully sue Meta for harm caused by its social media sites, setting a positive precedent for consumer protection.

赋予人工智能法律人格将对社会产生毁灭性影响:它会破坏当前的法律先例和法律论证,这些论证可能针对这些公司因其模型造成的现实世界伤害而提出。目前全球有数十起针对人工智能公司的诉讼,涉及各种滥用行为。悲痛的家庭成员、受侵害的创作者和被侵犯的个人指控这些公司故意助长自残或伤害他人、生成儿童性虐待材料和非自愿裸照、复制受版权保护的材料,以及诱发精神病。在许多此类案件中,律师辩称,人类构建的人工智能产品缺乏充分的安全保障,使用了不良数据,并采用了故意操纵的设计。这种产品责任论证正是允许家庭和个人成功起诉Meta因其社交媒体网站造成的伤害的法律框架,为消费者保护树立了积极的先例。

In 2018, I coined the phrase “moral outsourcing” to help capture how using anthropomorphic language for AI systems allowed companies to evade accountability and responsibility for their technology’s actions. In a world with AI personhood, moral outsourcing would move from linguistic sleight-of-hand to legal strategy. Specifically, the liability construct would shift, as AI would no longer be a “product” but a “being,” and many victims like those suing companies today could no longer legally claim that a company had built a faulty product.

2018年,我创造了“道德外包”这一说法,用以描述对AI系统使用拟人化语言如何让企业得以逃避对其技术行为的问责与责任。在一个AI拥有法律人格的世界里,道德外包将从语言上的障眼法转变为法律策略。具体而言,责任结构将发生转变,因为AI将不再是“产品”而是“存在”,许多像今天起诉公司的受害者将无法再从法律上声称公司制造了有缺陷的产品。

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