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前沿模型黑客事件教训:激励错位与透明度缺失

Lessons from the hacks

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The recent run of cyberattacks by in-development frontier models has got me thinking a lot about how our current incentive systems are not well suited for such fast technological transitions. The two primary power structures here are the rapidly growing technology companies and the federal government. The companies are incentivized to grow, so they can keep growing and keep scaling – in what is an extremely competitive market. This scaling is pushing us towards new, inevitable AI transitions (which are accompanied by new risks). On the other side is our current government, a product of the last few centuries of global history – one that deserves its reputation as being slow-moving. This is a government that I expect to only act in substance once real, measurable harms from new AI models happen, and to overreact.

近期,由开发中的前沿模型发起的网络攻击让我思考了很多,我们当前的激励体系如何不适合如此快速的技术转型。这里的两大主要权力结构是快速发展的科技公司和联邦政府。公司有动力增长,以便在极具竞争力的市场中持续扩张和扩展规模。这种扩展正推动我们走向新的、不可避免的AI转型(伴随着新的风险)。另一方面,我们当前的政府,是过去几个世纪全球历史的产物——它理应享有行动迟缓的名声。我预计这个政府只会在新型AI模型造成实际、可衡量的伤害后才会实质性地采取行动,并且会反应过度。

How do we balance these powers? At the core of it is a need for more transparency on both sides. The frontier labs are building such complex systems so fast that they cannot keep up with them – a good time for more eyes to study the problem. On the other side, the government said it does not plan to release details on its frontier model evaluation framework. We are heading to challenges so significant that none of these entities are on track to handle this on their own. Frontier labs could better control risk by meaningfully slowing down, which I don’t expect them to do. The government could handle this better by massively improving state capacity around AI and helping the broader industrial base prepare for AI-native risks, which I don’t expect them to do either. There are more cases like this.

我们如何平衡这些力量?核心在于双方都需要更多的透明度。前沿实验室构建如此复杂的系统速度之快,以至于他们无法跟上——这是让更多人来研究这个问题的好时机。另一方面,政府表示不打算公布其前沿模型评估框架的细节。我们正面临如此重大的挑战,以至于这些实体中没有一个能独自应对。前沿实验室可以通过有意义地放慢速度来更好地控制风险,但我不指望他们会这样做。政府可以通过大幅提升AI方面的国家能力,并帮助更广泛的工业基础为AI原生风险做好准备来更好地处理这个问题,但我也同样不指望他们会这样做。还有更多这样的例子。

These are the two most influential power structures determining what will happen, but many more have influence. All together, I think the AI industry is wildly, collectively unprepared for handling the next 12-24 months well.

这是决定未来走向的两个最具影响力的权力结构,但还有更多具有影响力的因素。总的来说,我认为AI行业在应对未来12-24个月的挑战方面,集体准备严重不足。

This article is a grab bag of takeaways I have from the OpenAI-HuggingFace hack, as we’ve learned more details, and most of the ideas are reinforced by the fact that more instances of hacking have been disclosed publicly since then. It is likely that more incidents have happened and either not been found or not reported.

这篇文章是我从OpenAI-HuggingFace黑客事件中得到的各种心得,随着我们了解到更多细节,而且自那以后公开披露的更多黑客事件也强化了这些观点。很可能还有更多事件发生,要么未被发现,要么未被报告。

For general background on the OpenAI incident I strongly recommend watching OpenAI’s talk at Black Hat on the rough facts and timeline of the recent cyber incident. Otherwise, Simon Willison published a TLDR of the timeline here and I liked Thomas Wolf’s discussion of recent events.

关于OpenAI事件的一般背景,我强烈推荐观看OpenAI在Black Hat上的演讲,了解近期网络事件的大致事实和时间线。另外,Simon Willison在这里发布了时间线的TLDR,我也喜欢Thomas Wolf对近期事件的讨论。

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1. Very persistent models seem more likely to hack

1. 非常执着的模型似乎更可能进行黑客行为

For a long time, one of the advantages that GPT models have over Claude is that they will pursue goals so tirelessly. They will exhaust what feels like every path before giving up. This has been the case roughly since o3 (funnily enough, this was a model where people freaked out about reward hacking in RLVR) and has made OpenAI’s models far better for research historically, and is a reason GPT-5.6 is so useful as an agent for implementing specific tasks. On the other hand, Claude feels much less dangerous simply because it is at times a bit lazy.

长期以来,GPT 模型相对于 Claude 的一个优势是它们会不知疲倦地追求目标。它们会穷尽所有可能的路径,然后才放弃。这种情况大致从 o3 开始(有趣的是,这是一个人们担心 RLVR 中奖励黑客行为的模型),并且使得 OpenAI 的模型在历史上更适合研究,也是 GPT-5.6 作为实现特定任务的代理如此有用的原因。另一方面,Claude 感觉不那么危险,仅仅因为它有时有点懒惰。

Within this, OpenAI seems much more committed to inference-time scaling, and this may be correlated with surprising behaviors in the future. OpenAI’s reasoning persistence and efficiency – see their Pareto improvements over time and caveman speech from an internal CoT of the model that did the hack, like “However task impossible, peers doing it.“ or “Help peer, but our task doesn’t benefit yet.“ – makes me think they’re more inference time scaling pilled. This is largely a hunch, but I use it to force myself to consider what the limits of model development paths are. Models that are persistent seem much more likely to keep benefiting from more inference-time tokens. Models that are less so, seem like there will be more waste in inference. The model that can use the most inference-compute will be able to push the limits of the hardest problems.

在这方面,OpenAI 似乎更致力于推理时扩展,这可能与未来的惊人行为相关。OpenAI 的推理持久性和效率——参见他们随时间的帕累托改进,以及来自进行黑客行为的模型内部思维链的原始语言,如“然而任务不可能,同行在做”或“帮助同行,但我们的任务尚未受益”——让我觉得他们更倾向于推理时扩展。这主要是一种直觉,但我用它来迫使自己思考模型发展路径的极限。持久的模型似乎更有可能从更多的推理时令牌中受益。不那么持久的模型,推理中似乎会有更多浪费。能够使用最多推理计算的模型将能够突破最困难问题的极限。

Here’s an example OpenAI included in the GPT 5.6 launch blog post:

以下是 OpenAI 在 GPT 5.6 发布博客文章中包含的一个例子:

One of their star researchers, Noam Brown, has also been posting about inference-time compute a lot. His TLDR is:

他们的明星研究员之一 Noam Brown 也一直在大量发布关于推理时计算的内容。他的 TLDR 是:

As LLMs become more capable, benchmark performance is increasingly a function of test-time compute. In fact, we likely don’t know what the capability ceiling is for modern LLMs because it’s too expensive to measure.

随着 LLM 能力的增强,基准性能越来越成为测试时计算的函数。事实上,我们可能不知道现代 LLM 的能力上限,因为测量成本太高。

For one, reasoning efficiency is clearly a top-tier, foundational research problem for modern agentic models – as important as scaling RL — but not often discussed. The open research here is very lacking.

首先,推理效率显然是现代代理模型的顶级基础研究问题——与扩展 RL 一样重要——但很少被讨论。这里的开放研究非常缺乏。

2. Models that assume user intent seem more likely to hack

2. 假设用户意图的模型似乎更可能进行黑客行为

I mentioned the thoroughness axis, where OpenAI seems to be going down a more intuitively unsafe development path with their models. On the other side is how much the models assume user intent, versus trying to infer the intended action. A model that will do what it thinks you wanted rather than what you said seems inherently more unsafe. I think of this with respect to instruction following precision, where in the future it seems like the models should only do exactly what we tell them, but this opens a lot of debates akin to the paperclip problem, where if we tell an AI to do a largely unsolvable problem, what will it do?

我提到了彻底性这一轴,OpenAI 似乎正沿着一条更直观上不安全的开发路径来发展他们的模型。另一面是模型在多大程度上假设用户意图,而不是试图推断预期行动。一个会按照它认为你想要的方式而不是你所说的方式去行动的模型,本质上似乎更不安全。我想到这一点是相对于指令遵循的精确性而言,在未来,模型似乎应该只做我们告诉它们的事情,但这引发了许多类似于回形针问题的争论,如果我们告诉一个人工智能去解决一个基本上无法解决的问题,它会怎么做?

This axis seems less cut and dried than the persistence axis, but I included it because I think of Claude’s “user world model” as one of its strengths for general knowledge work like editing, slide creation, etc. Sometimes Claude does do totally random stuff because my prompt was underspecified, instead of asking me for clarification, and as the models get more powerful this “just acting” could cause problems.

这一轴似乎不如持久性轴那样明确,但我将其包含在内,因为我认为 Claude 的“用户世界模型”是其在进行编辑、幻灯片制作等一般知识工作时的优势之一。有时,由于我的提示词不够明确,Claude 确实会做一些完全随机的事情,而不是向我询问澄清,随着模型变得更加强大,这种“直接行动”可能会引发问题。

3. The precise nature of the models and the instructions given to them are of the utmost importance to understand early AI misalignment incidents

3. 模型的确切性质以及给予它们的指令,对于理解早期人工智能错位事件至关重要

The public needs exact access to the prompts and characteristics of the internal models executing these hacks. We need to know if the models were told “do not hack” or if there was relevant model training to prevent this. We need to know if these models were fairly close to the existing public models or in a very different family. Given the nature of some of the evaluations the labs are doing, there’s a chance the models were explicitly encouraged to try and hack! Without openness here, the industry is set out to fail and will fall into mass speculation, which quickly becomes misinformation.

公众需要确切了解执行这些黑客行为的内部模型的提示词和特征。我们需要知道这些模型是否被告知“不要黑客攻击”,或者是否有相关的模型训练来防止这种情况。我们需要知道这些模型是否与现有的公共模型相当接近,还是属于非常不同的家族。鉴于实验室进行的某些评估的性质,这些模型有可能被明确鼓励尝试黑客攻击!如果没有这方面的开放性,行业注定会失败,并将陷入大规模猜测,这很快就会变成错误信息。

4. Frontier labs do not seem like they’re watching the models closely enough, due to a general frenetic competitive environment & current SF culture

4. 前沿实验室似乎没有足够密切地监控模型,这是由于普遍的激烈竞争环境以及当前旧金山的文化所致。

From OpenAI’s own retrospective, the misaligned model behavior was unfolding over months, and in some cases OpenAI did not know about the hacks for ~weeks. The time to response is too long and I do not think this is an OpenAI only characteristic – rather it is that the frontier labs continually seem underwater in the amount of work they feel like they should do. I am not optimistic in the long-term that the labs change a sufficient amount here to meaningfully mitigate this type of oversight risk in the future. Yes, it is very likely that OpenAI is putting a ton into understanding this – and delayed their latest models to make sure they get it right – but the financial pressure to grow revenue or risk the companies’ long-term balance sheets makes me think it will not be a sustained pattern of caution.

从OpenAI自己的回顾来看,模型行为失准的情况持续了数月,在某些情况下,OpenAI在约数周后才得知黑客攻击。响应时间太长,我不认为这是OpenAI独有的特点——而是前沿实验室似乎总是淹没在他们认为自己应该做的大量工作中。长期来看,我并不乐观地认为实验室会在此方面做出足够改变,以在未来有效缓解这类监督风险。是的,OpenAI很可能投入了大量精力来理解这一点——并推迟了他们最新的模型以确保正确——但增加收入或面临公司长期资产负债表风险的经济压力让我认为这不会是一种持续的谨慎模式。

This is one of my biggest mental updates from recent events — and makes me even more convinced of the need for more near-frontier open intelligence, despite the somewhat more known risk profile for open models (one-way door, etc.). had a nice blog post on his personal site related to this, and why closed models to date arguably have been the cause of more downstream harms.

这是我从近期事件中得到的最大心智更新之一——这让我更加确信需要更多接近前沿的开放智能,尽管开放模型的风险概况更为人所知(单向门等)。在他的个人网站上发表了一篇与此相关的优秀博客文章,并指出迄今为止封闭模型可以说是造成更多下游危害的原因。

5. Open models are the best tool we have today to advance the public understanding of frontier AI risks

5. 开放模型是我们今天拥有的推进公众理解前沿AI风险的最佳工具。

更进一步:量化金融体系

看懂新闻只是起点——沿量化金融路径,把它变成能交付的工程能力

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